Carroll Financial Associates’s LEHMAN BROS HLDGS CAP TR IV PFD SER L LEH.PRL Stock Holding History

Carroll Financial Associates’s Portfolio LEH.PRL Stock Details LEH.PRL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-400	Closed	–	–	1006
2013 Q4	$0	Hold	400	–	–	﹤0.01%	983
2013 Q3	$0	Hold	400	–	–	﹤0.01%	918
2013 Q2	$0	Buy	+400	New	–	﹤0.01%	764

Other funds holding LEH.PRL

AFIA

America First Investment Advisors Omaha, Nebraska $539M AUM 13.1% 1-Year Est. Return

WRM

Westport Resources Management Westport, Connecticut $138M AUM 14.6% 1-Year Est. Return

Carroll Financial Associates's LEH.PRL Position: Q1 2014 in Review

Carroll Financial Associates sold out of LEHMAN BROS HLDGS CAP TR IV PFD SER L (LEH.PRL) in Q1 2014, closing a stake of 400 shares.

Carroll Financial Associates first reported a position in LEH.PRL in Q2 2013 and held it in 3 quarters. The position peaked at $0 in Q4 2013. 2 funds tracked by Wall St. Rank hold LEH.PRL as of Q1 2014.

Carroll Financial Associates reported no remaining LEHMAN BROS HLDGS CAP TR IV PFD SER L position as of Q1 2014 after selling out during the quarter.
Carroll Financial Associates sold 400 LEHMAN BROS HLDGS CAP TR IV PFD SER L shares in Q1 2014.
Carroll Financial Associates first reported a position in LEHMAN BROS HLDGS CAP TR IV PFD SER L in Q2 2013 and held it in 3 quarters.
Carroll Financial Associates's LEHMAN BROS HLDGS CAP TR IV PFD SER L position peaked at $0 in Q4 2013.
2 funds tracked by Wall St. Rank held LEHMAN BROS HLDGS CAP TR IV PFD SER L as of Q1 2014.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.