Carret Asset Management’s Baxter International BAX Stock Holding History

Carret Asset Management’s Portfolio BAX Stock Details BAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-41,671	Closed	-$1.58M	–	244
2015 Q2	$1.58M	Buy	41,671 +1,105	+3%	+$41.3K	0.31%	92
2015 Q1	$1.51M	Buy	40,566 +46	+0.1%	+$1.74K	0.29%	96
2014 Q4	$1.61M	Buy	40,520 +4,252	+12%	+$166K	0.31%	90
2014 Q3	$1.41M	Buy	36,268 +7,134	+24%	+$290K	0.27%	95
2014 Q2	$1.14M	Buy	29,134 +608	+2%	+$24.3K	0.22%	111
2014 Q1	$1.14M	Buy	28,526 +3,120	+12%	+$117K	0.23%	106
2013 Q4	$960K	Buy	25,406 +3,222	+15%	+$117K	0.2%	114
2013 Q3	$792K	Hold	22,184	–	–	0.18%	123
2013 Q2	$835K	Buy	+22,184	New	+$850K	0.17%	133

Other funds holding BAX

Third Point New York $4.68B AUM 37.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Jana Partners New York $1.34B AUM 4.95% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

YCMGA

York Capital Management Global Advisors New York $87.8M AUM 45.55% 1-Year Est. Return

AAM

Aberdeen Asset Management Aberdeen, United Kingdom $30B AUM 22.46% 1-Year Est. Return

Carret Asset Management's BAX Position: Q3 2015 in Review

Carret Asset Management sold out of Baxter International (BAX) in Q3 2015, closing a stake of 41,671 shares — an estimated $1.58M sold.

Carret Asset Management first reported a position in BAX in Q2 2013 and held it in 9 quarters. The position peaked at $1.61M in Q4 2014. 889 funds tracked by Wall St. Rank hold BAX as of Q3 2015.

Carret Asset Management reported no remaining Baxter International position as of Q3 2015 after selling out during the quarter.
Carret Asset Management sold 41,671 Baxter International shares in Q3 2015, an estimated $1.58M.
Carret Asset Management first reported a position in Baxter International in Q2 2013 and held it in 9 quarters.
Carret Asset Management's Baxter International position peaked at $1.61M in Q4 2014.
889 funds tracked by Wall St. Rank held Baxter International as of Q3 2015.

Based on Carret Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.