CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+1.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.7M
2
+$1.37M
3
+$1.26M
4
VDE icon
Vanguard Energy ETF
VDE
+$1.21M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$890K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIVS
201
VivoSim Labs
VIVS
$3.7M
– –
-1
ROIC
202
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-500
NDP
203
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-75
TCS
204
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-20
LL
205
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-2,000
FEN
206
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-4,100
FIF
207
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-1,300
KAMN
208
DELISTED
Kaman Corp
KAMN
– –
-1,319
LSI
209
DELISTED
Life Storage, Inc.
LSI
– –
-188
CTXS
210
DELISTED
Citrix Systems Inc
CTXS
– –
-628
WMC
211
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-110
CERN
212
DELISTED
Cerner Corp
CERN
– –
-117
ATRS
213
DELISTED
Antares Pharma, Inc.
ATRS
– –
-14,000
ARNA
214
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-350
CXP
215
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-1,125
NXQ
216
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-8,483
MDP
217
DELISTED
Meredith Corporation
MDP
– –
-400
XEC
218
DELISTED
CIMAREX ENERGY CO
XEC
– –
-8,547
SNR
219
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-200
MMAC
220
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-60
TIF
221
DELISTED
Tiffany & Co.
TIF
– –
-1,700
MNK
222
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-694
VSLR
223
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-100
SDRL
224
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-3
TIVO
225
DELISTED
Tivo Inc
TIVO
– –
-38
7 8
9
10 11