CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPM
126
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$187K 0.12%
12,925
+325
MLPA icon
127
Global X MLP ETF
MLPA
$1.78B
$138K 0.09%
+2,217
SRCI
128
DELISTED
SRC Energy Inc
SRCI
$94K 0.06%
11,000
LITS
129
Lite Strategy Inc
LITS
$74.9M
$49K 0.03%
1,518
WRES
130
DELISTED
WARREN RESOURCES INC
WRES
$4K ﹤0.01%
17,500
LLTC
131
DELISTED
Linear Technology Corp
LLTC
– –
-300
ARIA
132
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-7,000
EMC
133
DELISTED
EMC CORPORATION
EMC
– –
-900
WPG
134
DELISTED
Washington Prime Group Inc.
WPG
– –
-33
JHP
135
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
– –
-5,459
NQU
136
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-2,320
SIRO
137
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-1,800
PCP
138
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-2,850
MDAS
139
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-1,000
TEU
140
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
– –
-2,900
ENVI
141
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
– –
-150
HME
142
DELISTED
HOME PROPERTIES, INC
HME
– –
-50
ESV
143
DELISTED
Ensco Rowan plc
ESV
– –
-125
RIT
144
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-500
HSKA
145
DELISTED
Heska Corp
HSKA
– –
-400
NID
146
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-2,739
CELG
147
DELISTED
Celgene Corp
CELG
– –
-20
SPLS
148
DELISTED
Staples Inc
SPLS
– –
-450
KMI.WS
149
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-3,192
LNKD
150
DELISTED
LinkedIn Corporation
LNKD
– –
-20
4 5
6
7 8