CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+1.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.7M
2
+$1.37M
3
+$1.26M
4
VDE icon
Vanguard Energy ETF
VDE
+$1.21M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$890K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPM
126
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$187K 0.12%
12,925
+325
MLPA icon
127
Global X MLP ETF
MLPA
$2.15B
$138K 0.09%
+2,217
SRCI
128
DELISTED
SRC Energy Inc
SRCI
$94K 0.06%
11,000
LITS
129
Lite Strategy Inc
LITS
$27.8M
$49K 0.03%
1,518
WRES
130
DELISTED
WARREN RESOURCES INC
WRES
$4K ﹤0.01%
17,500
MDSO
131
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-20
CTWS
132
DELISTED
Connecticut Water Service Inc
CTWS
– –
-600
NAVB
133
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-8
ELLI
134
DELISTED
Ellie Mae Inc
ELLI
– –
-250
AUSE
135
DELISTED
WisdomTree Australia Dividend Fund
AUSE
– –
-200
EEP
136
DELISTED
Enbridge Energy Partners
EEP
– –
-1,100
ESRX
137
DELISTED
Express Scripts Holding Company
ESRX
– –
-19
SEP
138
DELISTED
Spectra Engy Parters Lp
SEP
– –
-1,550
PX
139
DELISTED
Praxair Inc
PX
– –
-950
SVU
140
DELISTED
SUPERVALU Inc.
SVU
– –
-143
KYE
141
DELISTED
Kayne Anderson Energy
KYE
– –
-8,300
TEP
142
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-2,834
TWX
143
DELISTED
Time Warner Inc
TWX
– –
-66
IGE icon
144
iShares North American Natural Resources ETF
IGE
$819M
– –
-33,900
GLD icon
145
SPDR Gold Trust
GLD
$149B
– –
-570
GLTR icon
146
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.89B
– –
-55
GM icon
147
General Motors
GM
$73.7B
– –
-131
GPRO icon
148
GoPro
GPRO
$199M
– –
-19,743
GSK icon
149
GSK
GSK
$98.3B
– –
-520
OMC icon
150
Omnicom Group
OMC
$21.4B
– –
-2,200
4 5
6
7 8