CK

Carnick & Kubik Portfolio holdings

AUM $334M
This Quarter Return
+1.99%
1 Year Return
+1.55%
3 Year Return
+45.11%
5 Year Return
–
10 Year Return
–
AUM
$334M
AUM Growth
+$334M
Cap. Flow
+$171M
Cap. Flow %
51.17%
Top 10 Hldgs %
17.05%
Holding
1,015
New
881
Increased
93
Reduced
13
Closed
2

Top Buys

1
IVE icon
iShares S&P 500 Value ETF
IVE
$4.54M
2
QDF icon
FlexShares Quality Dividend Index Fund
QDF
$1.91M
3
WEC icon
WEC Energy
WEC
$1.63M
4
BBT.PRD.CL
BB&T CORPORATION Depositary Shares, representing 1/1,000th interest in a share of Series D Non-Cumul
BBT.PRD.CL
$1.56M
5
DFS.PRB.CL
Discover Financial Services
DFS.PRB.CL
$1.48M

Top Sells

1
AR icon
Antero Resources
AR
$3.54M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
$1.32M
3
SCHW icon
Charles Schwab
SCHW
$1.17M
4
TXT icon
Textron
TXT
$943K
5
BHC icon
Bausch Health
BHC
$237K

Sector Composition

1 Energy 8.69%
2 Healthcare 5.71%
3 Technology 4.07%
4 Consumer Discretionary 3.65%
5 Communication Services 3.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DES icon
126
WisdomTree US SmallCap Dividend Fund
DES
$1.89B
$409K 0.12%
5,955
– –
JNJ icon
127
Johnson & Johnson
JNJ
$429B
$387K 0.12%
3,572
– –
IGM icon
128
iShares Expanded Tech Sector ETF
IGM
$8.56B
$384K 0.12%
3,473
+208
+6% +$23K
NPI
129
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$380K 0.11%
26,112
+115
+0.4% +$1.67K
IWN icon
130
iShares Russell 2000 Value ETF
IWN
$11.7B
$372K 0.11%
3,991
+227
+6% +$21.2K
NXZ
131
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$369K 0.11%
24,868
+93
+0.4% +$1.38K
OMC icon
132
Omnicom Group
OMC
$14.9B
$350K 0.1%
+4,200
New +$350K
JRO
133
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$342K 0.1%
34,531
+3,578
+12% +$35.4K
AMPE
134
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$330K 0.1%
146,692
– –
RPM icon
135
RPM International
RPM
$15.8B
$325K 0.1%
6,872
+50
+0.7% +$2.37K
BALL icon
136
Ball Corp
BALL
$13.9B
$307K 0.09%
4,312
+100
+2% +$7.12K
ULQ
137
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$307K 0.09%
6,150
-400
-6% -$20K
MUNI icon
138
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$2.11B
$304K 0.09%
5,600
– –
BHC icon
139
Bausch Health
BHC
$2.84B
$297K 0.09%
11,293
-9,000
-44% -$237K
IBM icon
140
IBM
IBM
$225B
$288K 0.09%
1,900
– –
IJS icon
141
iShares S&P Small-Cap 600 Value ETF
IJS
$6.54B
$283K 0.08%
+2,498
New +$283K
WMT icon
142
Walmart
WMT
$781B
$281K 0.08%
4,100
– –
WELL icon
143
Welltower
WELL
$112B
$272K 0.08%
+3,925
New +$272K
WAT icon
144
Waters Corp
WAT
$17.6B
$264K 0.08%
2,000
– –
BMY icon
145
Bristol-Myers Squibb
BMY
$96.5B
$261K 0.08%
4,087
– –
QCLN icon
146
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$443M
$257K 0.08%
17,380
+650
+4% +$9.61K
XLY icon
147
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.1B
$254K 0.08%
3,209
+169
+6% +$13.4K
TIF
148
DELISTED
Tiffany & Co.
TIF
$249K 0.07%
+3,400
New +$249K
J icon
149
Jacobs Solutions
J
$17.4B
$240K 0.07%
5,500
– –
IWM icon
150
iShares Russell 2000 ETF
IWM
$66.6B
$209K 0.06%
1,889
+66
+4% +$7.3K
4 5
6
7 8