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Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
+5.59%
1 Year Est. Return
+1.52%
3 Year Est. Return
+45.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
+$13M
Cap. Flow
+$12M
Cap. Flow %
7.68%
Top 10 Hldgs %
34.06%
Holding
416
New
8
Increased
97
Reduced
11
Closed
281

Top Buys

Rank Stock Value
1
AR icon
Antero Resources
AR
+$22.7M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.37M
3
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$1.26M
4
VDE icon
Vanguard Energy ETF
VDE
+$1.21M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$890K

Top Sells

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.13M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$1.16M
3
USCI icon
US Commodity Index
USCI
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

Rank Sector Weight
1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
101
Mohawk Industries
MHK
$6.9B
$445K 0.29%
2,350
– –
VTI icon
102
Vanguard Total Stock Market ETF
VTI
$654B
$420K 0.27%
4,030
– –
DES icon
103
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$387K 0.25%
17,865
– –
JNJ icon
104
Johnson & Johnson
JNJ
$635B
$367K 0.24%
3,572
– –
NPI
105
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$367K 0.24%
25,997
+543
+2% +$7.42K
IGM icon
106
iShares Expanded Tech Sector ETF
IGM
$9.94B
$361K 0.23%
19,590
+4,512
+30% +$83.1K
NXZ
107
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$351K 0.23%
24,775
+535
+2% +$7.36K
IWN icon
108
iShares Russell 2000 Value ETF
IWN
$14.4B
$346K 0.22%
3,764
+674
+22% +$64K
EMLP icon
109
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$337K 0.22%
16,720
+10,605
+173% +$231K
ULQ
110
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$327K 0.21%
6,550
– –
BALL icon
111
Ball Corp
BALL
$17B
$306K 0.2%
8,424
-36
-0.4% -$1.23K
JRO
112
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$303K 0.19%
30,953
+10,225
+49% +$101K
MUNI icon
113
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$302K 0.19%
+5,600
New +$300K
RPM icon
114
RPM International
RPM
$13.7B
$301K 0.19%
6,822
+122
+2% +$5.49K
BMY icon
115
Bristol-Myers Squibb
BMY
$127B
$281K 0.18%
4,087
– –
QCLN icon
116
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$269K 0.17%
+16,730
New +$253K
WAT icon
117
Waters Corp
WAT
$36.8B
$269K 0.17%
2,000
– –
IBM icon
118
IBM
IBM
$202B
$261K 0.17%
1,987
+41
+2% +$5.51K
WMT icon
119
Walmart Inc
WMT
$871B
$251K 0.16%
12,300
– –
XLY icon
120
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$238K 0.15%
6,080
– –
GS icon
121
Goldman Sachs
GS
$313B
$234K 0.15%
1,300
– –
J icon
122
Jacobs Solutions
J
$15.9B
$231K 0.15%
6,649
– –
IWM icon
123
iShares Russell 2000 ETF
IWM
$80.9B
$205K 0.13%
1,823
-448
-20% -$51.7K
TPZ
124
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$201K 0.13%
11,950
-4,250
-26% -$79.4K
NEV
125
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$193K 0.12%
12,260
-8,349
-41% -$128K
3 4
5
6 7

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Carnick & Kubik's Q4 2015 Portfolio in Review

As of Q4 2015, Carnick & Kubik held 416 positions worth $156M, up 9.1% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Carnick & Kubik deployed $12M of net new capital in Q4 2015, opening 8 new positions and adding to 97 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 40,080 shares worth $0.

By sector, the portfolio is most concentrated in Energy at 18% of assets, up from 4.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Bausch Health, an estimated $393K trimmed.

  • Carnick & Kubik's largest Q4 2015 buy was iShares MSCI Emerging Markets ETF: 40,080 shares worth $0.
  • Carnick & Kubik added most to Antero Resources in Q4 2015, an estimated $22.7M increase.
  • Carnick & Kubik's biggest Q4 2015 reduction was Bausch Health, cutting an estimated $393K.
  • Carnick & Kubik fully exited iShares S&P 500 Value ETF in Q4 2015, selling an estimated $3.13M.
  • Carnick & Kubik's ten largest holdings make up 34% of its $156M portfolio in Q4 2015.
  • Carnick & Kubik opened 8 new positions and closed 281 in Q4 2015.
  • Carnick & Kubik's portfolio value rose 9.1% quarter-over-quarter to $156M.

Based on Carnick & Kubik's 13F filing for Q4 2015, filed 11 Feb 2016.