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Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
+7.89%
1 Year Est. Return
+1.52%
3 Year Est. Return
+45.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$65.4M
AUM Growth
-$15.7M
Cap. Flow
-$19.3M
Cap. Flow %
-29.55%
Top 10 Hldgs %
28.86%
Holding
118
New
18
Increased
22
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.42M
2
XEC
CIMAREX ENERGY CO
XEC
+$846K
3
J icon
Jacobs Solutions
J
+$778K
4
PNRA
Panera Bread Co
PNRA
+$728K
5
BOKF icon
BOK Financial
BOKF
+$708K

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.64M
2
BHC icon
Bausch Health
BHC
+$2.47M
3
WELL icon
Welltower
WELL
+$1.4M
4
TEG
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
+$1.4M
5
VOD icon
Vodafone
VOD
+$1.38M

Sector Composition

Rank Sector Weight
1 Industrials 12.99%
2 Healthcare 11.49%
3 Consumer Discretionary 9.13%
4 Communication Services 7.62%
5 Energy 6.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
101
Travelers Companies
TRV
$80.8B
– –
-5,355
Closed -$428K
TTE icon
102
TotalEnergies
TTE
$193B
– –
-7,680
Closed -$374K
TU icon
103
Telus
TU
$16B
– –
-25,860
Closed -$377K
VOD icon
104
Vodafone
VOD
$34.9B
– –
-47,120
Closed -$1.38M
WELL icon
105
Welltower
WELL
$178B
– –
-20,850
Closed -$1.4M
WU icon
106
Western Union
WU
$2.57B
– –
-27,240
Closed -$466K
XLK icon
107
State Street Technology Select Sector SPDR ETF
XLK
$115B
– –
-62,210
Closed -$951K
BECN
108
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-19,910
Closed -$754K
ESRX
109
DELISTED
Express Scripts Holding Company
ESRX
– –
-12,485
Closed -$771K
ANDV
110
DELISTED
Andeavor
ANDV
– –
-14,300
Closed -$748K
HTS
111
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-47,825
Closed -$1.18M
TEG
112
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-23,850
Closed -$1.4M
ABV
113
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-13,930
Closed -$520K
ESV
114
DELISTED
Ensco Rowan plc
ESV
– –
-1,953
Closed -$454K
COV
115
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-18,121
Closed -$1.01M
KEY.PRG
116
DELISTED
KeyCorp Pfd
KEY.PRG
– –
-9,600
Closed -$1.2M
TWC
117
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-3,830
Closed -$431K
AGN
118
DELISTED
Allergan Inc
AGN
– –
-9,145
Closed -$770K
1 2 3 4
5

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Carnick & Kubik's Q3 2013 Portfolio in Review

As of Q3 2013, Carnick & Kubik held 118 positions worth $65.4M, down 19% from $81.1M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Carnick & Kubik withdrew a net $19.3M in Q3 2013, closing 35 positions and reducing 36 holdings. Its most notable exit was State Street SPDR S&P Dividend ETF, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Carnick & Kubik opened a new position in iShares Core S&P Mid-Cap ETF worth $1.45M.

  • Carnick & Kubik's largest Q3 2013 buy was iShares Core S&P Mid-Cap ETF: 58,325 shares worth $1.45M.
  • Carnick & Kubik added most to iShares Russell 2000 Value ETF in Q3 2013, an estimated $568K increase.
  • Carnick & Kubik's biggest Q3 2013 reduction was McDonald's, cutting an estimated $499K.
  • Carnick & Kubik fully exited State Street SPDR S&P Dividend ETF in Q3 2013, selling an estimated $2.64M.
  • Carnick & Kubik's ten largest holdings make up 29% of its $65.4M portfolio in Q3 2013.
  • Carnick & Kubik opened 18 new positions and closed 35 in Q3 2013.
  • Carnick & Kubik's portfolio value fell 19% quarter-over-quarter to $65.4M.

Based on Carnick & Kubik's 13F filing for Q3 2013, filed 29 Oct 2013.