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Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
+7.89%
1 Year Est. Return
+1.52%
3 Year Est. Return
+45.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$65.4M
AUM Growth
-$15.7M
Cap. Flow
-$19.3M
Cap. Flow %
-29.55%
Top 10 Hldgs %
28.86%
Holding
118
New
18
Increased
22
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.42M
2
XEC
CIMAREX ENERGY CO
XEC
+$846K
3
J icon
Jacobs Solutions
J
+$778K
4
PNRA
Panera Bread Co
PNRA
+$728K
5
BOKF icon
BOK Financial
BOKF
+$708K

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.64M
2
BHC icon
Bausch Health
BHC
+$2.47M
3
WELL icon
Welltower
WELL
+$1.4M
4
TEG
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
+$1.4M
5
VOD icon
Vodafone
VOD
+$1.38M

Sector Composition

Rank Sector Weight
1 Industrials 12.99%
2 Healthcare 11.49%
3 Consumer Discretionary 9.13%
4 Communication Services 7.62%
5 Energy 6.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
51
Lowe's Companies
LOW
$116B
$503K 0.77%
10,575
-390
-4% -$17.7K
MMM icon
52
3M
MMM
$89B
$485K 0.74%
4,856
-18
-0.4% -$1.75K
EMR icon
53
Emerson Electric
EMR
$82.9B
$483K 0.74%
7,465
-95
-1% -$5.81K
XLNX
54
DELISTED
Xilinx Inc
XLNX
$481K 0.74%
+10,275
New +$462K
ALTR
55
DELISTED
Altera Corp
ALTR
$475K 0.73%
+12,790
New +$459K
PAYX icon
56
Paychex
PAYX
$40.4B
$463K 0.71%
11,400
-460
-4% -$18.2K
DD
57
DELISTED
Du Pont De Nemours E I
DD
$463K 0.71%
8,332
-390
-4% -$21.3K
TAL
58
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$458K 0.7%
9,800
+295
+3% +$12.7K
TRI icon
59
Thomson Reuters
TRI
$39.4B
$454K 0.69%
11,168
+332
+3% +$13.2K
WFC icon
60
Wells Fargo
WFC
$261B
$454K 0.69%
10,999
-330
-3% -$14.1K
CNP icon
61
CenterPoint Energy
CNP
$29.1B
$448K 0.69%
18,710
+2,075
+12% +$49.4K
GIS icon
62
General Mills
GIS
$19.2B
$446K 0.68%
9,300
-55
-0.6% -$2.76K
SAFT icon
63
Safety Insurance
SAFT
$1.52B
$442K 0.68%
8,345
+75
+0.9% +$3.93K
PFE icon
64
Pfizer
PFE
$140B
$440K 0.67%
16,144
-106
-0.7% -$2.88K
COP icon
65
ConocoPhillips
COP
$147B
$438K 0.67%
6,300
-45
-0.7% -$3K
SNY icon
66
Sanofi
SNY
$104B
$436K 0.67%
8,615
-270
-3% -$13.7K
OHI icon
67
Omega Healthcare
OHI
$15.4B
$435K 0.67%
14,575
-400
-3% -$12.2K
UPS icon
68
United Parcel Service
UPS
$97.6B
$432K 0.66%
4,725
+185
+4% +$16.3K
AAP icon
69
Advance Auto Parts
AAP
$3.37B
$422K 0.65%
5,100
– –
ABT icon
70
Abbott
ABT
$180B
$421K 0.64%
12,682
-775
-6% -$27.2K
PPL
71
PPL Corp
PPL
$27.3B
$417K 0.64%
14,723
-16
-0.1% -$459
PCP
72
DELISTED
PRECISION CASTPARTS CORP
PCP
$409K 0.63%
1,800
– –
VZ icon
73
Verizon
VZ
$194B
$405K 0.62%
8,680
-25
-0.3% -$1.22K
LLY icon
74
Eli Lilly
LLY
$1.07T
$403K 0.62%
8,012
-90
-1% -$4.71K
CLX icon
75
Clorox
CLX
$11.6B
$400K 0.61%
+4,900
New +$414K
1 2
3
4 5

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IUAM
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SAS
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GWM
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SCM
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Carnick & Kubik's Q3 2013 Portfolio in Review

As of Q3 2013, Carnick & Kubik held 118 positions worth $65.4M, down 19% from $81.1M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Carnick & Kubik withdrew a net $19.3M in Q3 2013, closing 35 positions and reducing 36 holdings. Its most notable exit was State Street SPDR S&P Dividend ETF, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Carnick & Kubik opened a new position in iShares Core S&P Mid-Cap ETF worth $1.45M.

  • Carnick & Kubik's largest Q3 2013 buy was iShares Core S&P Mid-Cap ETF: 58,325 shares worth $1.45M.
  • Carnick & Kubik added most to iShares Russell 2000 Value ETF in Q3 2013, an estimated $568K increase.
  • Carnick & Kubik's biggest Q3 2013 reduction was McDonald's, cutting an estimated $499K.
  • Carnick & Kubik fully exited State Street SPDR S&P Dividend ETF in Q3 2013, selling an estimated $2.64M.
  • Carnick & Kubik's ten largest holdings make up 29% of its $65.4M portfolio in Q3 2013.
  • Carnick & Kubik opened 18 new positions and closed 35 in Q3 2013.
  • Carnick & Kubik's portfolio value fell 19% quarter-over-quarter to $65.4M.

Based on Carnick & Kubik's 13F filing for Q3 2013, filed 29 Oct 2013.