CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
226
Welltower
WELL
$134B
– –
-3,925
WM icon
227
Waste Management
WM
$91.4B
– –
-300
WPM icon
228
Wheaton Precious Metals
WPM
$61.7B
– –
-500
WST icon
229
West Pharmaceutical
WST
$17.9B
– –
-1,000
XEL icon
230
Xcel Energy
XEL
$44.9B
– –
-60
XHS icon
231
State Street SPDR S&P Health Care Services ETF
XHS
$95.6M
– –
-5,804
XLB icon
232
State Street Materials Select Sector SPDR ETF
XLB
$6.31B
– –
-228
XLE icon
233
State Street Energy Select Sector SPDR ETF
XLE
$33.6B
– –
-342
ZBH icon
234
Zimmer Biomet
ZBH
$17.8B
– –
-280
GAP
235
The Gap Inc
GAP
$10.8B
– –
-18
VIVS
236
VivoSim Labs
VIVS
$5.95M
– –
-1
ROIC
237
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-500
NDP
238
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-75
TCS
239
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-20
LL
240
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-2,000
FEN
241
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-4,100
FIF
242
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-1,300
KAMN
243
DELISTED
Kaman Corp
KAMN
– –
-1,319
LSI
244
DELISTED
Life Storage, Inc.
LSI
– –
-188
CTXS
245
DELISTED
Citrix Systems Inc
CTXS
– –
-628
WMC
246
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-110
CERN
247
DELISTED
Cerner Corp
CERN
– –
-117
ATRS
248
DELISTED
Antares Pharma, Inc.
ATRS
– –
-14,000
ARNA
249
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-350
CXP
250
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-1,125
8 9
10
11 12