CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
226
Vanguard FTSE Emerging Markets ETF
VWO
$102B
– –
-32,335
VZ icon
227
Verizon
VZ
$169B
– –
-485
WDC icon
228
Western Digital
WDC
$55.7B
– –
-397
WELL icon
229
Welltower
WELL
$131B
– –
-3,925
WM icon
230
Waste Management
WM
$81.3B
– –
-300
WPM icon
231
Wheaton Precious Metals
WPM
$45B
– –
-500
WST icon
232
West Pharmaceutical
WST
$19.5B
– –
-1,000
XEL icon
233
Xcel Energy
XEL
$47.9B
– –
-60
XHS icon
234
State Street SPDR S&P Health Care Services ETF
XHS
$77.7M
– –
-5,804
XLB icon
235
Materials Select Sector SPDR Fund
XLB
$5.3B
– –
-114
XLE icon
236
Energy Select Sector SPDR Fund
XLE
$26.9B
– –
-171
ZBH icon
237
Zimmer Biomet
ZBH
$17.5B
– –
-280
GAP
238
The Gap Inc
GAP
$8.7B
– –
-18
VIVS
239
VivoSim Labs
VIVS
$5.69M
– –
-1
ROIC
240
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-500
NDP
241
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-75
TCS
242
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-20
FEN
243
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-4,100
FIF
244
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-1,300
CTXS
245
DELISTED
Citrix Systems Inc
CTXS
– –
-628
WMC
246
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-110
CERN
247
DELISTED
Cerner Corp
CERN
– –
-117
ATRS
248
DELISTED
Antares Pharma, Inc.
ATRS
– –
-14,000
ARNA
249
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-350
CXP
250
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-1,125
8 9
10
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