Carnick & Kubik’s Eaton ETN Stock Holding History

Carnick & Kubik’s Portfolio ETN Stock Details ETN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-16,650	Closed	-$1.28M	–	120
2014 Q2	$1.28M	Buy	16,650 +315	+2%	+$23.4K	1.28%	24
2014 Q1	$1.23M	Buy	+16,335	New	+$1.2M	1.17%	24

Other funds holding ETN

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Carnick & Kubik's ETN Position: Q3 2014 in Review

Carnick & Kubik sold out of Eaton (ETN) in Q3 2014, closing a stake of 16,650 shares — an estimated $1.28M sold.

Carnick & Kubik first reported a position in ETN in Q1 2014 and held it in 2 quarters. The position peaked at $1.28M in Q2 2014. 779 funds tracked by Wall St. Rank hold ETN as of Q3 2014.

Carnick & Kubik reported no remaining Eaton position as of Q3 2014 after selling out during the quarter.
Carnick & Kubik sold 16,650 Eaton shares in Q3 2014, an estimated $1.28M.
Carnick & Kubik first reported a position in Eaton in Q1 2014 and held it in 2 quarters.
Carnick & Kubik's Eaton position peaked at $1.28M in Q2 2014.
779 funds tracked by Wall St. Rank held Eaton as of Q3 2014.

Based on Carnick & Kubik's 13F filing for Q3 2014, filed 4 Nov 2014.