Carlson Capital’s NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share SMR.WS Stock Holding History

Carlson Capital’s Portfolio SMR.WS Stock Details SMR.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-87,000	Closed	-$177K	–	149
2022 Q2	$177K	Buy	+87,000	New	+$203K	0.01%	123

Other funds holding SMR.WS

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

GFWEX

G.F.W. Energy XII Dallas, Texas $401K AUM 54.6% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

QVT Financial New York $1.37B AUM 148.1% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

PFM

Privium Fund Management Amsterdam, Netherlands $480M AUM 77.45% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Carlson Capital's SMR.WS Position: Q3 2022 in Review

Carlson Capital sold out of NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share (SMR.WS) in Q3 2022, closing a stake of 87,000 shares — an estimated $177K sold.

Carlson Capital first reported a position in SMR.WS in Q2 2022 and held it in 1 quarter. The position peaked at $177K in Q2 2022. 24 funds tracked by Wall St. Rank hold SMR.WS as of Q3 2022.

Carlson Capital reported no remaining NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share position as of Q3 2022 after selling out during the quarter.
Carlson Capital sold 87,000 NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share shares in Q3 2022, an estimated $177K.
Carlson Capital first reported a position in NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share in Q2 2022 and held it in 1 quarter.
Carlson Capital's NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share position peaked at $177K in Q2 2022.
24 funds tracked by Wall St. Rank held NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share as of Q3 2022.

Based on Carlson Capital's 13F filing for Q3 2022, filed 14 Nov 2022.