Carlson Capital’s VanEck Semiconductor ETF SMH Stock Holding History

Carlson Capital’s Portfolio SMH Stock Details SMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-434,600	Closed	-$10.8M	–	359
2015 Q3	$10.8M	Sell	434,600 -1,400	-0.3%	-$35.6K	0.12%	202
2015 Q2	$11.9M	Buy	+436,000	New	+$12.4M	0.13%	202
2013 Q3	–	Sell	-523,000	Closed	-$9.86M	–	313
2013 Q2	$9.86M	Buy	+523,000	New	+$9.69M	0.12%	228

Other funds holding SMH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

Carlson Capital's SMH Position: Q4 2015 in Review

Carlson Capital sold out of VanEck Semiconductor ETF (SMH) in Q4 2015, closing a stake of 434,600 shares — an estimated $10.8M sold.

Carlson Capital first reported a position in SMH in Q2 2013 and held it in 3 quarters. The position peaked at $11.9M in Q2 2015. 60 funds tracked by Wall St. Rank hold SMH as of Q4 2015.

Carlson Capital reported no remaining VanEck Semiconductor ETF position as of Q4 2015 after selling out during the quarter.
Carlson Capital sold 434,600 VanEck Semiconductor ETF shares in Q4 2015, an estimated $10.8M.
Carlson Capital first reported a position in VanEck Semiconductor ETF in Q2 2013 and held it in 3 quarters.
Carlson Capital's VanEck Semiconductor ETF position peaked at $11.9M in Q2 2015.
60 funds tracked by Wall St. Rank held VanEck Semiconductor ETF as of Q4 2015.

Based on Carlson Capital's 13F filing for Q4 2015, filed 12 Feb 2016.