Carlson Capital’s Alcoa AA Stock Holding History

Carlson Capital’s Portfolio AA Stock Details AA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-16,666	Closed	-$544K	–	218
2017 Q2	$544K	Buy	+16,666	New	+$541K	0.01%	230
2016 Q3	–	Sell	-62,422	Closed	-$1.39M	–	261
2016 Q2	$1.39M	Hold	62,422	–	–	0.02%	269
2016 Q1	$1.44M	Buy	+62,422	New	+$1.27M	0.02%	261

Other funds holding AA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Carlson Capital's AA Position: Q3 2017 in Review

Carlson Capital sold out of Alcoa (AA) in Q3 2017, closing a stake of 16,666 shares — an estimated $544K sold.

Carlson Capital first reported a position in AA in Q1 2016 and held it in 3 quarters. The position peaked at $1.44M in Q1 2016. 411 funds tracked by Wall St. Rank hold AA as of Q3 2017.

Carlson Capital reported no remaining Alcoa position as of Q3 2017 after selling out during the quarter.
Carlson Capital sold 16,666 Alcoa shares in Q3 2017, an estimated $544K.
Carlson Capital first reported a position in Alcoa in Q1 2016 and held it in 3 quarters.
Carlson Capital's Alcoa position peaked at $1.44M in Q1 2016.
411 funds tracked by Wall St. Rank held Alcoa as of Q3 2017.

Based on Carlson Capital's 13F filing for Q3 2017, filed 14 Nov 2017.