CapWealth Advisors’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

CapWealth Advisors’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-579	Closed	-$23K	–	123
2016 Q3	$23K	Sell	579 -596	-51%	-$23.6K	0.01%	176
2016 Q2	$45K	Sell	1,175 -216	-16%	-$8.14K	0.01%	146
2016 Q1	$53K	Sell	1,391 -135	-9%	-$4.78K	0.01%	133
2015 Q4	$54K	Sell	1,526 -788	-34%	-$28.3K	0.01%	120
2015 Q3	$79K	Sell	2,314 -1,888	-45%	-$66.8K	0.02%	106
2015 Q2	$149K	Sell	4,202 -1,251	-23%	-$45.6K	0.04%	84
2015 Q1	$198K	Buy	+5,453	New	+$200K	0.05%	79

Other funds holding CDC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $9.93B AUM 28.91% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CapWealth Advisors's CDC Position: Q4 2016 in Review

CapWealth Advisors sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q4 2016, closing a stake of 579 shares — an estimated $23K sold.

CapWealth Advisors first reported a position in CDC in Q1 2015 and held it in 7 quarters. The position peaked at $198K in Q1 2015. 29 funds tracked by Wall St. Rank hold CDC as of Q4 2016.

CapWealth Advisors reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q4 2016 after selling out during the quarter.
CapWealth Advisors sold 579 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q4 2016, an estimated $23K.
CapWealth Advisors first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q1 2015 and held it in 7 quarters.
CapWealth Advisors's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $198K in Q1 2015.
29 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q4 2016.

Based on CapWealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.