Caption Management’s Upland Software UPLD Stock Holding History

Caption Management’s Portfolio UPLD Stock Details UPLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-20,000	Closed	-$2.9M	–	1861
2022 Q2	$2.9M	Hold	20,000	–	–	0.04%	553
2022 Q1	$3.52M	Hold	20,000	–	–	0.04%	559
2021 Q4	$3.59M	Buy	+20,000	New	+$5.09M	0.04%	572
2021 Q2	–	Sell	-4,000	Closed	-$1.89M	–	1584
2021 Q1	$1.89M	Hold	4,000	–	–	0.04%	530
2020 Q4	$1.83M	Buy	+4,000	New	+$1.76M	0.04%	457

Other funds holding UPLD

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HCM

Hodges Capital Management Dallas, Texas $1.21B AUM 49% 1-Year Est. Return

NSCM

New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return

272 Capital Dallas, Texas $40M AUM 150.07% 1-Year Est. Return

FDS

First Dallas Securities Dallas, Texas $270M AUM 39.24% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CastleKnight Management New York $6B AUM 121.87% 1-Year Est. Return

Caption Management's UPLD Position: Q3 2023 in Review

Caption Management sold out of Upland Software (UPLD) in Q3 2023, closing a stake of 952 shares — an estimated $34.3K sold.

Caption Management first reported a position in UPLD in Q4 2021 and held it in 6 quarters. The position peaked at $1.37M in Q4 2021. 78 funds tracked by Wall St. Rank hold UPLD as of Q3 2023.

Caption Management reported no remaining Upland Software position as of Q3 2023 after selling out during the quarter.
Caption Management sold 952 Upland Software shares in Q3 2023, an estimated $34.3K.
Caption Management first reported a position in Upland Software in Q4 2021 and held it in 6 quarters.
Caption Management's Upland Software position peaked at $1.37M in Q4 2021.
78 funds tracked by Wall St. Rank held Upland Software as of Q3 2023.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.