Caption Management’s Li Auto LI Stock Holding History

Caption Management’s Portfolio LI Stock Details LI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-195,100	Closed	-$7.3M	–	1461
2023 Q4	$7.3M	Buy	195,100 +25,100	+15%	+$906K	0.1%	245
2023 Q3	$6.06M	Buy	+170,000	New	+$6.71M	0.09%	269
2023 Q1	–	Sell	-339,500	Closed	-$6.93M	–	1331
2022 Q4	$6.93M	Hold	339,500	–	–	0.11%	231
2022 Q3	$7.81M	Hold	339,500	–	–	0.11%	223
2022 Q2	$13M	Sell	339,500 -275,000	-45%	-$7.35M	0.18%	134
2022 Q1	$15.9M	Buy	614,500 +292,500	+91%	+$8.07M	0.19%	117
2021 Q4	$10.3M	Hold	322,000	–	–	0.12%	224
2021 Q3	$8.46M	Sell	322,000 -165,000	-34%	-$4.96M	0.1%	274
2021 Q2	$17M	Buy	487,000 +184,000	+61%	+$4.31M	0.22%	101
2021 Q1	$7.58M	Sell	303,000 -35,000	-10%	-$1.01M	0.16%	160
2020 Q4	$9.74M	Buy	+338,000	New	+$9.27M	0.22%	124

Other funds holding LI

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

XXIP

Xiamen Xinweidachuang Investment Partnership Xiamen, China $87.8M AUM 29.25% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

RAA

RWC Asset Advisors Miami, Florida $464M AUM 93.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Caption Management's LI Position: Q3 2022 in Review

Caption Management sold out of Li Auto (LI) in Q3 2022, closing a stake of 203,500 shares — an estimated $6.34M sold.

Caption Management first reported a position in LI in Q4 2020 and held it in 5 quarters. The position peaked at $7.8M in Q2 2022. 258 funds tracked by Wall St. Rank hold LI as of Q3 2022.

Caption Management reported no remaining Li Auto position as of Q3 2022 after selling out during the quarter.
Caption Management sold 203,500 Li Auto shares in Q3 2022, an estimated $6.34M.
Caption Management first reported a position in Li Auto in Q4 2020 and held it in 5 quarters.
Caption Management's Li Auto position peaked at $7.8M in Q2 2022.
258 funds tracked by Wall St. Rank held Li Auto as of Q3 2022.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.