Caption Management’s Alerian MLP ETF AMLP Stock Holding History

Caption Management’s Portfolio AMLP Stock Details AMLP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-100,000	Closed	-$3.05M	–	1270
2021 Q1	$3.05M	Sell	100,000 -50,000	-33%	-$1.46M	0.07%	384
2020 Q4	$3.85M	Hold	150,000	–	–	0.09%	283
2020 Q3	$3M	Hold	150,000	–	–	0.07%	323
2020 Q2	$3.7M	Buy	+150,000	New	+$3.68M	0.12%	222
2020 Q1	–	Sell	-217,000	Closed	-$9.22M	–	840
2019 Q4	$9.22M	Buy	+217,000	New	+$9.11M	0.31%	72

Other funds holding AMLP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Rational Advisors Huntington, New York $980M AUM 9.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Caption Management's AMLP Position: Q4 2020 in Review

Caption Management sold out of Alerian MLP ETF (AMLP) in Q4 2020, closing a stake of 11,000 shares — an estimated $264K sold.

Caption Management first reported a position in AMLP in Q4 2017 and held it in 3 quarters. The position peaked at $1.46M in Q4 2017. 429 funds tracked by Wall St. Rank hold AMLP as of Q4 2020.

Caption Management reported no remaining Alerian MLP ETF position as of Q4 2020 after selling out during the quarter.
Caption Management sold 11,000 Alerian MLP ETF shares in Q4 2020, an estimated $264K.
Caption Management first reported a position in Alerian MLP ETF in Q4 2017 and held it in 3 quarters.
Caption Management's Alerian MLP ETF position peaked at $1.46M in Q4 2017.
429 funds tracked by Wall St. Rank held Alerian MLP ETF as of Q4 2020.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.