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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
1676
Liquidity Services
LQDT
$1.23B
$228K 0.01%
10,070
-6,090
-38% -$153K
PRDO icon
1677
Perdoceo Education
PRDO
$2.07B
$228K 0.01%
39,959
-5,575
-12% -$24.7K
MDC
1678
DELISTED
M.D.C. Holdings, Inc.
MDC
$228K 0.01%
9,820
-718
-7% -$15.2K
RTEC
1679
DELISTED
Rudolph Technologies Inc
RTEC
$228K 0.01%
19,398
-8,290
-30% -$90.4K
BZF
1680
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$228K 0.01%
+13,157
New +$235K
BXMT icon
1681
Blackstone Mortgage Trust
BXMT
$2.84B
$227K 0.01%
+8,366
New +$214K
FBP icon
1682
First Bancorp
FBP
$4.44B
$227K 0.01%
36,672
-9,010
-20% -$51.6K
HNI icon
1683
HNI Corp
HNI
$3.18B
$227K 0.01%
5,841
-1,411
-19% -$53.6K
HSII
1684
DELISTED
Heidrick & Struggles
HSII
$227K 0.01%
11,276
-1,234
-10% -$22.8K
SRDX
1685
DELISTED
Surmodics
SRDX
$227K 0.01%
+9,287
New +$219K
DBD
1686
DELISTED
Diebold Nixdorf Incorporated
DBD
$227K 0.01%
6,874
-5,338
-44% -$166K
ANR
1687
DELISTED
Alpha Natural Resources Inc
ANR
$227K 0.01%
31,770
-11,006
-26% -$74.3K
ZEP
1688
DELISTED
ZEP INC COM STK (DE)
ZEP
$227K 0.01%
12,524
-2,314
-16% -$43.5K
AFAM
1689
DELISTED
Almost Family Inc
AFAM
$227K 0.01%
+7,028
New +$173K
RGR icon
1690
Sturm, Ruger & Co
RGR
$619M
$226K 0.01%
3,094
-1,910
-38% -$135K
BRCD
1691
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$226K 0.01%
25,507
-30,625
-55% -$255K
SPIL
1692
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$225K 0.01%
+37,583
New +$221K
LVNTA
1693
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$225K 0.01%
7,473
-8,095
-52% -$217K
LMOS
1694
DELISTED
Lumos Networks Corp
LMOS
$225K 0.01%
+10,696
New +$236K
CNW
1695
DELISTED
CON-WAY INC.
CNW
$225K 0.01%
5,678
-6,586
-54% -$276K
CNVR
1696
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$225K 0.01%
9,639
-7,291
-43% -$153K
BKH icon
1697
Black Hills Corp
BKH
$5.74B
$224K 0.01%
4,268
-2,701
-39% -$137K
NOW icon
1698
ServiceNow
NOW
$115B
$224K 0.01%
19,990
-21,390
-52% -$226K
NUAN
1699
DELISTED
Nuance Communications, Inc.
NUAN
$224K 0.01%
17,036
-18,619
-52% -$256K
PVA
1700
DELISTED
PENN VIRGINIA CORP
PVA
$224K 0.01%
23,732
-755
-3% -$6.84K
66 67
68
69 70

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VKH
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DL
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RBC
Ronald Blue & Co Roswell, Georgia $3.1B AUM 12.82% 1-Year Est. Return
TCM
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HCM
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AL
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AT
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GA
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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.