Capstone Asset Management’s Surmodics SRDX Stock Holding History

Capstone Asset Management’s Portfolio SRDX Stock Details SRDX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-8,780	Closed	-$264K	–	1645
2016 Q3	$264K	Buy	8,780 +140	+2%	+$3.85K	0.01%	1397
2016 Q2	$203K	Buy	+8,640	New	+$189K	0.01%	1503
2014 Q4	–	Sell	-10,313	Closed	-$187K	–	1655
2014 Q3	$187K	Buy	10,313 +140	+1%	+$2.8K	0.01%	1577
2014 Q2	$218K	Buy	10,173 +1,186	+13%	+$25.4K	0.01%	1549
2014 Q1	$203K	Sell	8,987 -300	-3%	-$7.33K	0.01%	1650
2013 Q4	$227K	Buy	+9,287	New	+$219K	0.01%	1700

Other funds holding SRDX

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Trigran Investments Northbrook, Illinois $545M AUM 56.2% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Capstone Asset Management's SRDX Position: Q4 2016 in Review

Capstone Asset Management sold out of Surmodics (SRDX) in Q4 2016, closing a stake of 8,780 shares — an estimated $264K sold.

Capstone Asset Management first reported a position in SRDX in Q4 2013 and held it in 6 quarters. The position peaked at $264K in Q3 2016. 116 funds tracked by Wall St. Rank hold SRDX as of Q4 2016.

Capstone Asset Management reported no remaining Surmodics position as of Q4 2016 after selling out during the quarter.
Capstone Asset Management sold 8,780 Surmodics shares in Q4 2016, an estimated $264K.
Capstone Asset Management first reported a position in Surmodics in Q4 2013 and held it in 6 quarters.
Capstone Asset Management's Surmodics position peaked at $264K in Q3 2016.
116 funds tracked by Wall St. Rank held Surmodics as of Q4 2016.

Based on Capstone Asset Management's 13F filing for Q4 2016, filed 17 Jan 2017.