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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATX icon
1651
GATX Corp
GATX
$6.6B
$240K 0.01%
4,607
-2,497
-35% -$126K
ATHN
1652
DELISTED
Athenahealth, Inc.
ATHN
$240K 0.01%
1,781
-12,284
-87% -$1.58M
PWE
1653
DELISTED
Penn West Energy Petroleum Ltd
PWE
$240K 0.01%
28,736
+960
+3% +$9.21K
CYNO
1654
DELISTED
Cynosure, Inc. Class A
CYNO
$240K 0.01%
9,018
-6,546
-42% -$157K
ITC
1655
DELISTED
ITC HOLDINGS CORP
ITC
$240K 0.01%
7,512
-6,183
-45% -$197K
MDVN
1656
DELISTED
MEDIVATION, INC.
MDVN
$240K 0.01%
7,530
-9,316
-55% -$281K
IONS icon
1657
Ionis Pharmaceuticals
IONS
$9.14B
$239K 0.01%
5,995
-5,982
-50% -$213K
ASEI
1658
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$239K 0.01%
3,327
-497
-13% -$33.3K
CFNL
1659
DELISTED
Cardinal Financial Corp
CFNL
$237K 0.01%
13,186
-7,280
-36% -$124K
SXT icon
1660
Sensient Technologies
SXT
$5.3B
$236K 0.01%
4,862
-83,378
-94% -$4.15M
WSO icon
1661
Watsco Inc
WSO
$15.1B
$236K 0.01%
2,454
-1,230
-33% -$117K
EGO icon
1662
Eldorado Gold
EGO
$8.4B
$235K 0.01%
8,257
+46
+0.6% +$1.41K
TTEC icon
1663
TTEC Holdings
TTEC
$119M
$235K 0.01%
9,815
-1,770
-15% -$44.6K
COF.PRP.CL
1664
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$235K 0.01%
+10,814
New +$234K
HXL icon
1665
Hexcel
HXL
$8.3B
$233K 0.01%
5,221
-7,289
-58% -$308K
VLY icon
1666
Valley National Bancorp
VLY
$8.01B
$233K 0.01%
23,040
-10,429
-31% -$105K
GLBR
1667
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$233K 0.01%
+1,306
New +$219K
MIG
1668
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$232K 0.01%
33,359
-9,690
-23% -$66.8K
FORR icon
1669
Forrester Research
FORR
$200M
$231K 0.01%
6,035
-1,397
-19% -$53.4K
UHT
1670
Universal Health Realty Income Trust
UHT
$627M
$231K 0.01%
5,759
-2,420
-30% -$102K
CIE
1671
DELISTED
Cobalt International Energy, Inc
CIE
$230K 0.01%
931
-1,021
-52% -$319K
MCRL
1672
DELISTED
MICREL INC
MCRL
$230K 0.01%
23,332
-3,110
-12% -$29.2K
CIM
1673
Chimera Investment
CIM
$1.06B
$229K 0.01%
4,933
-3,415
-41% -$155K
ZLC
1674
DELISTED
ZALE CORPORATION
ZLC
$229K 0.01%
14,500
+3,440
+31% +$52.1K
AGO icon
1675
Assured Guaranty
AGO
$3.79B
$228K 0.01%
9,680
-12,003
-55% -$261K
65 66
67
68 69

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DL
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RBC
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TCM
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HCM
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AL
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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.