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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISG.CL
276
DELISTED
ING Groep N.V. 6.125% ING Perpetual Debt Securities Called
ISG.CL
$2.83M 0.08%
122,009
+2,287
+2% +$53.3K
CI icon
277
Cigna
CI
$77B
$2.82M 0.08%
32,272
-16,511
-34% -$1.35M
HES
278
DELISTED
Hess
HES
$2.82M 0.08%
33,988
-17,814
-34% -$1.45M
CS
279
DELISTED
Credit Suisse Group
CS
$2.82M 0.08%
90,776
+6,250
+7% +$190K
PEG icon
280
Public Service Enterprise Group
PEG
$39.5B
$2.81M 0.08%
87,794
-29,036
-25% -$961K
CAH icon
281
Cardinal Health
CAH
$53.7B
$2.81M 0.08%
42,054
-24,844
-37% -$1.52M
SWJ.CL
282
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$2.81M 0.08%
131,379
+1,741
+1% +$38.4K
AGN
283
DELISTED
Allergan plc
AGN
$2.8M 0.08%
16,649
-3,411
-17% -$533K
ABEV icon
284
Ambev
ABEV
$47.4B
$2.79M 0.08%
+379,815
New +$2.78M
DUKH
285
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$2.76M 0.08%
133,852
+1,995
+2% +$41.6K
CM icon
286
Canadian Imperial Bank of Commerce
CM
$108B
$2.76M 0.08%
65,907
+1,736
+3% +$71.4K
AMT icon
287
American Tower
AMT
$77.7B
$2.75M 0.08%
34,438
-24,272
-41% -$1.88M
MFC icon
288
Manulife Financial
MFC
$73.2B
$2.74M 0.08%
138,958
+13,325
+11% +$244K
CCV.CL
289
DELISTED
Comcast Corporation
CCV.CL
$2.7M 0.08%
130,939
+2,342
+2% +$50.2K
TRI icon
290
Thomson Reuters
TRI
$42.7B
$2.69M 0.08%
61,337
-23,657
-28% -$1.01M
LUMN icon
291
Lumen
LUMN
$6.45B
$2.67M 0.08%
83,703
-16,948
-17% -$542K
KB icon
292
KB Financial Group
KB
$41.5B
$2.65M 0.08%
65,418
-3,160
-5% -$119K
ADBE icon
293
Adobe
ADBE
$94.5B
$2.64M 0.08%
44,082
-36,414
-45% -$2.01M
TFC icon
294
Truist Financial
TFC
$63.7B
$2.62M 0.08%
70,166
-46,197
-40% -$1.6M
BGS icon
295
B&G Foods
BGS
$291M
$2.61M 0.08%
77,101
-3,083
-4% -$106K
GLW icon
296
Corning
GLW
$123B
$2.61M 0.08%
146,398
-95,783
-40% -$1.58M
MRSH
297
Marsh
MRSH
$87.5B
$2.6M 0.08%
53,855
-36,693
-41% -$1.7M
DHC
298
Diversified Healthcare Trust
DHC
$2.28B
$2.6M 0.08%
117,827
-10,533
-8% -$244K
MPC icon
299
Marathon Petroleum
MPC
$91.2B
$2.6M 0.08%
56,598
-36,410
-39% -$1.4M
AMP icon
300
Ameriprise Financial
AMP
$47.6B
$2.59M 0.08%
22,549
-9,361
-29% -$967K
10 11
12
13 14

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DL
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RBC
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TCM
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HCM
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AL
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AT
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GA
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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.