Capstone Asset Management’s Avantax, Inc. Common Stock AVTA Stock Holding History

Capstone Asset Management’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-18,436	Closed	-$206K	–	1658
2016 Q3	$206K	Sell	18,436 -440	-2%	-$4.89K	0.01%	1517
2016 Q2	$196K	Sell	18,876 -1,390	-7%	-$10.9K	0.01%	1514
2016 Q1	$105K	Sell	20,266 -910	-4%	-$6.4K	﹤0.01%	1556
2015 Q4	$208K	Sell	21,176 -970	-4%	-$10.7K	0.01%	1487
2015 Q3	$305K	Buy	22,146 +410	+2%	+$5.88K	0.01%	1222
2015 Q2	$351K	Sell	21,736 -3,920	-15%	-$60.4K	0.01%	1214
2015 Q1	$350K	Sell	25,656 -880	-3%	-$12.3K	0.01%	1303
2014 Q4	$368K	Sell	26,536 -2,650	-9%	-$39K	0.01%	1252
2014 Q3	$445K	Sell	29,186 -90	-0.3%	-$1.49K	0.02%	1085
2014 Q2	$552K	Buy	29,276 +2,910	+11%	+$54.8K	0.02%	987
2014 Q1	$519K	Sell	26,366 -720	-3%	-$16.6K	0.02%	1042
2013 Q4	$790K	Sell	27,086 -10,004	-27%	-$270K	0.02%	781
2013 Q3	$852K	Sell	37,090 -20	-0.1%	-$416	0.02%	872
2013 Q2	$688K	Buy	+37,110	New	+$630K	0.02%	960

Other funds holding AVTA

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

Capstone Asset Management's AVTA Position: Q4 2016 in Review

Capstone Asset Management sold out of Avantax, Inc. Common Stock (AVTA) in Q4 2016, closing a stake of 18,436 shares — an estimated $206K sold.

Capstone Asset Management first reported a position in AVTA in Q2 2013 and held it in 14 quarters. The position peaked at $852K in Q3 2013. 144 funds tracked by Wall St. Rank hold AVTA as of Q4 2016.

Capstone Asset Management reported no remaining Avantax, Inc. Common Stock position as of Q4 2016 after selling out during the quarter.
Capstone Asset Management sold 18,436 Avantax, Inc. Common Stock shares in Q4 2016, an estimated $206K.
Capstone Asset Management first reported a position in Avantax, Inc. Common Stock in Q2 2013 and held it in 14 quarters.
Capstone Asset Management's Avantax, Inc. Common Stock position peaked at $852K in Q3 2013.
144 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q4 2016.

Based on Capstone Asset Management's 13F filing for Q4 2016, filed 17 Jan 2017.