Caprock Group’s State Street DoubleLine Total Return Tactical ETF TOTL Stock Holding History

Caprock Group’s Portfolio TOTL Stock Details TOTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-5,353	Closed	-$262K	–	467
2017 Q1	$262K	Hold	5,353	–	–	0.06%	271
2016 Q4	$259K	Buy	+5,353	New	+$263K	0.07%	257
2016 Q3	–	Sell	-4,000	Closed	-$200K	–	382
2016 Q2	$200K	Buy	+4,000	New	+$198K	0.05%	262

Other funds holding TOTL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAI

Capital Advisors Inc Tulsa, Oklahoma $6.22B AUM 22.28% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Caprock Group's TOTL Position: Q2 2017 in Review

Caprock Group sold out of State Street DoubleLine Total Return Tactical ETF (TOTL) in Q2 2017, closing a stake of 5,353 shares — an estimated $262K sold.

Caprock Group first reported a position in TOTL in Q2 2016 and held it in 3 quarters. The position peaked at $262K in Q1 2017. 204 funds tracked by Wall St. Rank hold TOTL as of Q2 2017.

Caprock Group reported no remaining State Street DoubleLine Total Return Tactical ETF position as of Q2 2017 after selling out during the quarter.
Caprock Group sold 5,353 State Street DoubleLine Total Return Tactical ETF shares in Q2 2017, an estimated $262K.
Caprock Group first reported a position in State Street DoubleLine Total Return Tactical ETF in Q2 2016 and held it in 3 quarters.
Caprock Group's State Street DoubleLine Total Return Tactical ETF position peaked at $262K in Q1 2017.
204 funds tracked by Wall St. Rank held State Street DoubleLine Total Return Tactical ETF as of Q2 2017.

Based on Caprock Group's 13F filing for Q2 2017, filed 27 Jul 2017.