Caprock Group’s Sprott Physical Gold PHYS Stock Holding History

Caprock Group’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-31,290	Closed	-$320K	–	459
2017 Q1	$320K	Hold	31,290	–	–	0.08%	233
2016 Q4	$294K	Hold	31,290	–	–	0.07%	232
2016 Q3	$343K	Hold	31,290	–	–	0.08%	231
2016 Q2	$344K	Sell	31,290 -1,000	-3%	-$10.5K	0.08%	200
2016 Q1	$327K	Hold	32,290	–	–	0.08%	214
2015 Q4	$282K	Buy	32,290 +1,000	+3%	+$9.07K	0.16%	62
2015 Q3	$287K	Buy	+31,290	New	+$290K	0.2%	61
2015 Q1	–	Sell	-33,850	Closed	-$331K	–	90
2014 Q4	$331K	Buy	+33,850	New	+$336K	0.36%	60

Other funds holding PHYS

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Johnson Investment Counsel Cincinnati, Ohio $12.4B AUM 17.21% 1-Year Est. Return