Caprock Group’s Sprott Physical Gold PHYS Stock Holding History

Caprock Group’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-31,290	Closed	-$320K	–	459
2017 Q1	$320K	Hold	31,290	–	–	0.08%	233
2016 Q4	$294K	Hold	31,290	–	–	0.07%	232
2016 Q3	$343K	Hold	31,290	–	–	0.08%	231
2016 Q2	$344K	Sell	31,290 -1,000	-3%	-$10.5K	0.08%	200
2016 Q1	$327K	Hold	32,290	–	–	0.08%	214
2015 Q4	$282K	Buy	32,290 +1,000	+3%	+$9.07K	0.16%	62
2015 Q3	$287K	Buy	+31,290	New	+$290K	0.2%	61
2015 Q1	–	Sell	-33,850	Closed	-$331K	–	90
2014 Q4	$331K	Buy	+33,850	New	+$336K	0.36%	60

Other funds holding PHYS

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

FHC

Forest Hill Capital Little Rock, Arkansas $130M AUM 29.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

JIC

Johnson Investment Counsel Cincinnati, Ohio $13.7B AUM 21.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Caprock Group's PHYS Position: Q2 2017 in Review

Caprock Group sold out of Sprott Physical Gold (PHYS) in Q2 2017, closing a stake of 31,290 shares — an estimated $320K sold.

Caprock Group first reported a position in PHYS in Q4 2014 and held it in 8 quarters. The position peaked at $344K in Q2 2016. 166 funds tracked by Wall St. Rank hold PHYS as of Q2 2017.

Caprock Group reported no remaining Sprott Physical Gold position as of Q2 2017 after selling out during the quarter.
Caprock Group sold 31,290 Sprott Physical Gold shares in Q2 2017, an estimated $320K.
Caprock Group first reported a position in Sprott Physical Gold in Q4 2014 and held it in 8 quarters.
Caprock Group's Sprott Physical Gold position peaked at $344K in Q2 2016.
166 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q2 2017.

Based on Caprock Group's 13F filing for Q2 2017, filed 27 Jul 2017.