Caprock Group’s Gabelli Dividend & Income Trust GDV Stock Holding History

Caprock Group’s Portfolio GDV Stock Details GDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-12,500	Closed	-$261K	–	443
2017 Q1	$261K	Hold	12,500	–	–	0.06%	273
2016 Q4	$250K	Hold	12,500	–	–	0.06%	262
2016 Q3	$240K	Hold	12,500	–	–	0.05%	294
2016 Q2	$239K	Sell	12,500 -5,000	-29%	-$93.6K	0.06%	244
2016 Q1	$323K	Buy	17,500 +6,200	+55%	+$106K	0.08%	216
2015 Q4	$209K	Buy	+11,300	New	+$212K	0.12%	79
2015 Q1	–	Sell	-12,200	Closed	-$264K	–	86
2014 Q4	$264K	Buy	+12,200	New	+$258K	0.29%	74

Other funds holding GDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $688M AUM 63.39% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PWP

Private Wealth Partners Mill Valley, California $1.4B AUM 36.82% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Caprock Group's GDV Position: Q2 2017 in Review

Caprock Group sold out of Gabelli Dividend & Income Trust (GDV) in Q2 2017, closing a stake of 12,500 shares — an estimated $261K sold.

Caprock Group first reported a position in GDV in Q4 2014 and held it in 7 quarters. The position peaked at $323K in Q1 2016. 97 funds tracked by Wall St. Rank hold GDV as of Q2 2017.

Caprock Group reported no remaining Gabelli Dividend & Income Trust position as of Q2 2017 after selling out during the quarter.
Caprock Group sold 12,500 Gabelli Dividend & Income Trust shares in Q2 2017, an estimated $261K.
Caprock Group first reported a position in Gabelli Dividend & Income Trust in Q4 2014 and held it in 7 quarters.
Caprock Group's Gabelli Dividend & Income Trust position peaked at $323K in Q1 2016.
97 funds tracked by Wall St. Rank held Gabelli Dividend & Income Trust as of Q2 2017.

Based on Caprock Group's 13F filing for Q2 2017, filed 27 Jul 2017.