Caprock Group’s Canon, Inc. CAJ Stock Holding History

Caprock Group’s Portfolio CAJ Stock Details CAJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-11,142	Closed	-$353K	–	423
2018 Q3	$353K	Sell	11,142 -1,385	-11%	-$43.9K	0.07%	236
2018 Q2	$410K	Sell	12,527 -513	-4%	-$17.7K	0.09%	212
2018 Q1	$476K	Buy	+13,040	New	+$493K	0.1%	192
2016 Q2	–	Sell	-6,696	Closed	-$200K	–	360
2016 Q1	$200K	Buy	+6,696	New	+$192K	0.05%	319

Other funds holding CAJ

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Caprock Group's CAJ Position: Q4 2018 in Review

Caprock Group sold out of Canon, Inc. (CAJ) in Q4 2018, closing a stake of 11,142 shares — an estimated $353K sold.

Caprock Group first reported a position in CAJ in Q1 2016 and held it in 4 quarters. The position peaked at $476K in Q1 2018. 135 funds tracked by Wall St. Rank hold CAJ as of Q4 2018.

Caprock Group reported no remaining Canon, Inc. position as of Q4 2018 after selling out during the quarter.
Caprock Group sold 11,142 Canon, Inc. shares in Q4 2018, an estimated $353K.
Caprock Group first reported a position in Canon, Inc. in Q1 2016 and held it in 4 quarters.
Caprock Group's Canon, Inc. position peaked at $476K in Q1 2018.
135 funds tracked by Wall St. Rank held Canon, Inc. as of Q4 2018.

Based on Caprock Group's 13F filing for Q4 2018, filed 29 Jan 2019.