Caprock Group’s A10 Networks ATEN Stock Holding History

Caprock Group’s Portfolio ATEN Stock Details ATEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-21,325	Closed	-$133K	–	410
2018 Q2	$133K	Sell	21,325 -5,755	-21%	-$36K	0.03%	421
2018 Q1	$158K	Hold	27,080	–	–	0.03%	417
2017 Q4	$205K	Hold	27,080	–	–	0.04%	421
2017 Q3	$205K	Hold	27,080	–	–	0.04%	404
2017 Q2	$229K	Buy	27,080 +2,310	+9%	+$19.6K	0.05%	347
2017 Q1	$227K	Hold	24,770	–	–	0.05%	303
2016 Q4	$206K	Buy	24,770 +8,925	+56%	+$76.7K	0.05%	305
2016 Q3	$169K	Buy	+15,845	New	+$139K	0.04%	337

Other funds holding ATEN

Summit Partners Boston, Massachusetts $670M AUM 6.71% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VCA

VIEX Capital Advisors Sunny Isles Beach, Florida $30.9M AUM 55.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

DCM

Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

EMG

ETF Managers Group Summit, New Jersey $3.1B AUM 17.12% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Caprock Group's ATEN Position: Q3 2018 in Review

Caprock Group sold out of A10 Networks (ATEN) in Q3 2018, closing a stake of 21,325 shares — an estimated $133K sold.

Caprock Group first reported a position in ATEN in Q3 2016 and held it in 8 quarters. The position peaked at $229K in Q2 2017. 87 funds tracked by Wall St. Rank hold ATEN as of Q3 2018.

Caprock Group reported no remaining A10 Networks position as of Q3 2018 after selling out during the quarter.
Caprock Group sold 21,325 A10 Networks shares in Q3 2018, an estimated $133K.
Caprock Group first reported a position in A10 Networks in Q3 2016 and held it in 8 quarters.
Caprock Group's A10 Networks position peaked at $229K in Q2 2017.
87 funds tracked by Wall St. Rank held A10 Networks as of Q3 2018.

Based on Caprock Group's 13F filing for Q3 2018, filed 17 Oct 2018.