Capital One National Association’s Polaris PII Stock Holding History

Capital One National Association’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	$256K	Sell	2,095 -2,912	-58%	-$341K	0.02%	441
2018 Q1	$573K	Sell	5,007 -90	-2%	-$10.8K	0.04%	319
2017 Q4	$632K	Sell	5,097 -173	-3%	-$20.5K	0.04%	309
2017 Q3	$551K	Buy	5,270 +2,694	+105%	+$255K	0.04%	332
2017 Q2	$238K	Sell	2,576 -11	-0.4%	-$943	0.02%	468
2017 Q1	$217K	Hold	2,587	–	–	0.02%	487
2016 Q4	$213K	Hold	2,587	–	–	0.02%	480
2016 Q3	$200K	Sell	2,587 -293	-10%	-$25.4K	0.02%	479
2016 Q2	$235K	Sell	2,880 -505	-15%	-$44.8K	0.02%	464
2016 Q1	$333K	Sell	3,385 -91	-3%	-$7.89K	0.03%	416
2015 Q4	$299K	Sell	3,476 -734	-17%	-$77.8K	0.03%	446
2015 Q3	$505K	Hold	4,210	–	–	0.05%	348
2015 Q2	$624K	Sell	4,210 -2,902	-41%	-$418K	0.06%	315
2015 Q1	$1M	Sell	7,112 -276	-4%	-$40.7K	0.09%	237
2014 Q4	$1.12M	Sell	7,388 -758	-9%	-$114K	0.11%	221
2014 Q3	$1.22M	Sell	8,146 -689	-8%	-$99.6K	0.12%	195
2014 Q2	$1.15M	Sell	8,835 -1,654	-16%	-$219K	0.11%	215
2014 Q1	$1.47M	Sell	10,489 -33,101	-76%	-$4.47M	0.14%	169
2013 Q4	$6.35M	Buy	43,590 +3,810	+10%	+$510K	0.61%	36
2013 Q3	$5.14M	Sell	39,780 -1,642	-4%	-$184K	0.53%	44
2013 Q2	$3.94M	Buy	+41,422	New	+$3.75M	0.42%	62

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return