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CIA

Capital Investment Advisors Portfolio holdings

AUM $7.59B
1-Year Est. Return 23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
+23.38%
3 Year Est. Return
+56.62%
5 Year Est. Return
+59.88%
10 Year Est. Return
+159.93%
AUM
$1.14B
AUM Growth
+$67.9M
Cap. Flow
+$49.9M
Cap. Flow %
4.4%
Top 10 Hldgs %
29.84%
Holding
466
New
33
Increased
153
Reduced
200
Closed
22

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$7.92M
2
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$7.05M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$5.73M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$5.26M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$4.06M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$6.15M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.23M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.58M
4
ACP.RT
AVENUE INCOME CR STRATEGIES FD RTS EXP 3/23/12 PUR COM
ACP.RT
+$2.23M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 4.49%
2 Consumer Staples 4.34%
3 Healthcare 3.81%
4 Communication Services 3.58%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
426
Invesco Senior Income Trust
VVR
$454M
$141K 0.01%
32,581
+1,610
+5% +$6.93K
FTR
427
DELISTED
Frontier Communications Corp.
FTR
$140K 0.01%
2,238
-10
-0.4% -$712
UNIT
428
Uniti Group
UNIT
$2.32B
$137K 0.01%
+4,357
New +$134K
RF icon
429
Regions Financial
RF
$26.8B
$127K 0.01%
+12,833
New +$120K
CYS
430
DELISTED
CYS Investments Inc.
CYS
$120K 0.01%
13,755
-2,205
-14% -$19.4K
ETJ
431
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$119K 0.01%
12,600
+600
+5% +$5.83K
AGD
432
abrdn Global Dynamic Dividend Fund
AGD
$320M
$114K 0.01%
+13,125
New +$115K
CHY
433
Calamos Convertible and High Income Fund
CHY
$1.06B
$114K 0.01%
10,354
– –
TWO
434
Two Harbors Investment
TWO
$1.27B
$112K 0.01%
1,638
-1,250
-43% -$88K
NRO
435
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$109K 0.01%
20,139
– –
GPM
436
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$108K 0.01%
13,800
– –
JQC icon
437
Nuveen Credit Strategies Income Fund
JQC
$711M
$87K 0.01%
10,210
– –
MFIC icon
438
MidCap Financial Investment
MFIC
$804M
$58K 0.01%
+3,333
New +$58.4K
DHF
439
BNY Mellon High Yield Strategies Fund
DHF
$172M
$41K ﹤0.01%
12,092
-2,881
-19% -$9.88K
WRES
440
DELISTED
WARREN RESOURCES INC
WRES
$1K ﹤0.01%
110,000
+35,000
+47% +$318
AMLP icon
441
Alerian MLP ETF
AMLP
$13.1B
– –
-576
Closed -$37K
BBN icon
442
BlackRock Taxable Municipal Bond Trust
BBN
$986M
– –
-8,488
Closed -$207K
EOD
443
Allspring Global Dividend Opportunity Fund
EOD
$286M
– –
-11,305
Closed -$67K
HTGC icon
444
Hercules Capital
HTGC
$3.23B
– –
-10,657
Closed -$132K
IVR icon
445
Invesco Mortgage Capital
IVR
$805M
– –
-1,210
Closed -$166K
NMZ icon
446
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
– –
-5,026
Closed -$75K
PCN
447
PIMCO Corporate & Income Strategy Fund
PCN
$885M
– –
-12,141
Closed -$186K
WPC icon
448
W.P. Carey
WPC
$16.4B
– –
-4,225
Closed -$287K
ORAN
449
DELISTED
Orange
ORAN
– –
-18,000
Closed -$296K
SNR
450
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-11,166
Closed -$119K
15 16 17
18
19

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SP
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CCM
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ASN
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YAM
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JF
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MAM
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BFM
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Capital Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capital Investment Advisors held 466 positions worth $1.14B, up 6.4% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capital Investment Advisors deployed $49.9M of net new capital in Q3 2016, opening 33 new positions and adding to 153 existing holdings. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 156,651 shares worth $5.13M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, up from 4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $6.15M trimmed.

  • Capital Investment Advisors's largest Q3 2016 buy was State Street Real Estate Select Sector SPDR ETF: 156,651 shares worth $5.13M.
  • Capital Investment Advisors added most to State Street Financial Select Sector SPDR ETF in Q3 2016, an estimated $7.92M increase.
  • Capital Investment Advisors's biggest Q3 2016 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $6.15M.
  • Capital Investment Advisors fully exited AVENUE INCOME CR STRATEGIES FD RTS EXP 3/23/12 PUR COM in Q3 2016, selling an estimated $2.23M.
  • Capital Investment Advisors's ten largest holdings make up 30% of its $1.14B portfolio in Q3 2016.
  • Capital Investment Advisors opened 33 new positions and closed 22 in Q3 2016.
  • Capital Investment Advisors's portfolio value rose 6.4% quarter-over-quarter to $1.14B.

Based on Capital Investment Advisors's 13F filing for Q3 2016, filed 18 Oct 2016.