Capital Guardian Trust’s NRG Energy NRG Stock Holding History

Capital Guardian Trust’s Portfolio NRG Stock Details NRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-722,398	Closed	-$10.7M	–	724
2015 Q3	$10.7M	Sell	722,398 -39,000	-5%	-$775K	0.09%	165
2015 Q2	$17.4M	Sell	761,398 -272	-0%	-$6.79K	0.13%	158
2015 Q1	$19.2M	Sell	761,670 -24,828	-3%	-$627K	0.14%	148
2014 Q4	$21.2M	Sell	786,498 -3,200	-0.4%	-$94.7K	0.15%	135
2014 Q3	$24.1M	Sell	789,698 -17,400	-2%	-$543K	0.17%	119
2014 Q2	$30M	Sell	807,098 -182,100	-18%	-$6.27M	0.2%	110
2014 Q1	$31.5M	Sell	989,198 -8,800	-0.9%	-$252K	0.21%	114
2013 Q4	$28.7M	Sell	997,998 -107,800	-10%	-$3.01M	0.19%	111
2013 Q3	$30.2M	Sell	1,105,798 -71,300	-6%	-$1.93M	0.21%	103
2013 Q2	$31.4M	Buy	+1,177,098	New	+$31.7M	0.22%	107

Other funds holding NRG

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Capital Guardian Trust's NRG Position: Q4 2015 in Review

Capital Guardian Trust sold out of NRG Energy (NRG) in Q4 2015, closing a stake of 722,398 shares — an estimated $10.7M sold.

Capital Guardian Trust first reported a position in NRG in Q2 2013 and held it in 10 quarters. The position peaked at $31.5M in Q1 2014. 363 funds tracked by Wall St. Rank hold NRG as of Q4 2015.

Capital Guardian Trust reported no remaining NRG Energy position as of Q4 2015 after selling out during the quarter.
Capital Guardian Trust sold 722,398 NRG Energy shares in Q4 2015, an estimated $10.7M.
Capital Guardian Trust first reported a position in NRG Energy in Q2 2013 and held it in 10 quarters.
Capital Guardian Trust's NRG Energy position peaked at $31.5M in Q1 2014.
363 funds tracked by Wall St. Rank held NRG Energy as of Q4 2015.

Based on Capital Guardian Trust's 13F filing for Q4 2015, filed 12 Feb 2016.