We are live on ! Find out more
CAI

Capital Advisors Inc Portfolio holdings

AUM $6.8B
1-Year Est. Return 26.96%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+26.96%
3 Year Est. Return
+82.67%
5 Year Est. Return
+109.06%
10 Year Est. Return
+336.95%
AUM
$454M
AUM Growth
+$37M
Cap. Flow
-$1.67M
Cap. Flow %
-0.37%
Top 10 Hldgs %
31.82%
Holding
125
New
10
Increased
40
Reduced
40
Closed
4

Top Buys

Rank Stock Value
1
UL icon
Unilever
UL
+$7.76M
2
MCD icon
McDonald's
MCD
+$6.73M
3
BGC icon
BGC Group
BGC
+$4.96M
4
BP icon
BP
BP
+$3.48M
5
NLY icon
Annaly Capital Management
NLY
+$2.62M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$7.87M
2
BAX icon
Baxter International
BAX
+$5.65M
3
YUM icon
Yum! Brands
YUM
+$5.58M
4
NOV icon
NOV
NOV
+$4.94M
5
EOG icon
EOG Resources
EOG
+$2.75M

Sector Composition

Rank Sector Weight
1 Industrials 17.84%
2 Energy 15.78%
3 Financials 13.62%
4 Healthcare 13.6%
5 Technology 9.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWP
101
DELISTED
Boardwalk Pipeline Partners
BWP
$269K 0.06%
10,557
+2,177
+26% +$60.8K
PAA icon
102
Plains All American Pipeline
PAA
$17.6B
$266K 0.06%
5,145
-275
-5% -$14K
RDS.B
103
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$252K 0.06%
3,361
– –
CAT icon
104
Caterpillar
CAT
$361B
$251K 0.06%
2,760
– –
PXD
105
DELISTED
Pioneer Natural Resource Co.
PXD
$226K 0.05%
+1,229
New +$237K
RTN
106
DELISTED
Raytheon Company
RTN
$218K 0.05%
+2,400
New +$200K
ETP
107
DELISTED
Energy Transfer Partners L.p.
ETP
$208K 0.05%
+3,640
New +$193K
REN
108
DELISTED
Resolute Energy Corporaton
REN
$204K 0.05%
4,527
+727
+19% +$33.4K
SN
109
DELISTED
Sanchez Energy Corporation
SN
$203K 0.04%
+8,300
New +$221K
SRE icon
110
Sempra
SRE
$58.1B
$200K 0.04%
+4,458
New +$198K
UNIS
111
DELISTED
Unilife Corporation
UNIS
$154K 0.03%
3,500
– –
GGR
112
DELISTED
GEOGLOBAL RESOURCES INC
GGR
$403 ﹤0.01%
43,850
– –
BAX icon
113
Baxter International
BAX
$12.8B
– –
-158,344
Closed -$5.65M
PSA icon
114
Public Storage
PSA
$61.5B
– –
-2,064
Closed -$331K
YUM icon
115
Yum! Brands
YUM
$41.9B
– –
-108,704
Closed -$5.58M
EMC
116
DELISTED
EMC CORPORATION
EMC
– –
-308,096
Closed -$7.87M
1 2 3 4
5

Similar funds

CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
SPC
Slate Path Capital New York $6.73B AUM 95.97% 1-Year Est. Return

Capital Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Capital Advisors Inc held 125 positions worth $454M, up 8.9% from $417M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Capital Advisors Inc's Q4 2013 filing shows 10 new, 40 increased, 40 reduced and 4 closed positions. Its largest new stake was Unilever: 173,324 shares worth $8.03M. The largest sale was EMC CORPORATION, an estimated $7.87M.

By sector, the portfolio is most concentrated in Industrials at 18% of assets, up from 16% a quarter earlier, followed by Energy and Financials.

  • Capital Advisors Inc's largest Q4 2013 buy was Unilever: 173,324 shares worth $8.03M.
  • Capital Advisors Inc added most to BP in Q4 2013, an estimated $3.48M increase.
  • Capital Advisors Inc's biggest Q4 2013 reduction was NOV, cutting an estimated $4.94M.
  • Capital Advisors Inc fully exited EMC CORPORATION in Q4 2013, selling an estimated $7.87M.
  • Capital Advisors Inc's ten largest holdings make up 32% of its $454M portfolio in Q4 2013.
  • Capital Advisors Inc opened 10 new positions and closed 4 in Q4 2013.
  • Capital Advisors Inc's portfolio value rose 8.9% quarter-over-quarter to $454M.

Based on Capital Advisors Inc's 13F filing for Q4 2013, filed 7 Feb 2014.