CT
HYI

Caldwell Trust’s Western Asset High Yield Opportunity Fund Inc HYI Stock Holding History

Caldwell Trust’s Portfolio HYI Stock Details HYI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-4,510
Closed -$63K – 746
2020
Q2 		$63K Sell
4,510
-1,960
-30% -$26.4K 0.01% 388
2020
Q1 		$79.8K Hold
6,470
– – 0.02% 352
2019
Q4 		$101K Buy
+6,470
New +$98.9K 0.02% 358

Other funds holding HYI

BI
Bramshill Investments Naples, Florida $1.31B AUM 1.2% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
UCI
Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Caldwell Trust's HYI Position: Q3 2020 in Review

Caldwell Trust sold out of Western Asset High Yield Opportunity Fund Inc (HYI) in Q3 2020, closing a stake of 4,510 shares — an estimated $63K sold.

Caldwell Trust first reported a position in HYI in Q4 2019 and held it in 3 quarters. The position peaked at $101K in Q4 2019. 43 funds tracked by Wall St. Rank hold HYI as of Q3 2020.

  • Caldwell Trust reported no remaining Western Asset High Yield Opportunity Fund Inc position as of Q3 2020 after selling out during the quarter.
  • Caldwell Trust sold 4,510 Western Asset High Yield Opportunity Fund Inc shares in Q3 2020, an estimated $63K.
  • Caldwell Trust first reported a position in Western Asset High Yield Opportunity Fund Inc in Q4 2019 and held it in 3 quarters.
  • Caldwell Trust's Western Asset High Yield Opportunity Fund Inc position peaked at $101K in Q4 2019.
  • 43 funds tracked by Wall St. Rank held Western Asset High Yield Opportunity Fund Inc as of Q3 2020.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.