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Caldwell Trust’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Caldwell Trust’s Portfolio FEM Stock Details FEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-1,000
Closed -$21K – 741
2020
Q2 		$21K Hold
1,000
– – ﹤0.01% 536
2020
Q1 		$17.6K Buy
+1,000
New +$23.5K ﹤0.01% 566

Other funds holding FEM

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
AFA
American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Caldwell Trust's FEM Position: Q3 2020 in Review

Caldwell Trust sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q3 2020, closing a stake of 1,000 shares — an estimated $21K sold.

Caldwell Trust first reported a position in FEM in Q1 2020 and held it in 2 quarters. The position peaked at $21K in Q2 2020. 103 funds tracked by Wall St. Rank hold FEM as of Q3 2020.

  • Caldwell Trust reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
  • Caldwell Trust sold 1,000 First Trust Emerging Markets AlphaDEX Fund shares in Q3 2020, an estimated $21K.
  • Caldwell Trust first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q1 2020 and held it in 2 quarters.
  • Caldwell Trust's First Trust Emerging Markets AlphaDEX Fund position peaked at $21K in Q2 2020.
  • 103 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q3 2020.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.