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CCM
Cai Capital Management Portfolio holdings
AUM
$155M
This Fund
S&P 500
This Quarter
Est. Return
+2.46%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
-$17.7M
(-10%)
Cap. Flow
-$18.2M
Cap. Flow
% of AUM
-11.74%
Top 10 Holdings %
Top 10 Hldgs %
20.51%
Holding
276
New
103
Increased
33
Reduced
38
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GAP
The Gap Inc
GAP
|
+$4.04M |
| 2 |
Allstate
ALL
|
+$3.98M |
| 3 |
State Street
STT
|
+$3.13M |
| 4 |
Union Pacific
UNP
|
+$3.11M |
| 5 |
Consolidated Edison
ED
|
+$2.66M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
STI
SunTrust Banks, Inc.
STI
|
+$4M |
| 2 |
Trane Technologies
TT
|
+$3.46M |
| 3 |
Franklin Resources
BEN
|
+$3.31M |
| 4 |
American Electric Power
AEP
|
+$3.3M |
| 5 |
Travelers Companies
TRV
|
+$2.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 20.25% |
| 2 | Industrials | 18.77% |
| 3 | Utilities | 12.93% |
| 4 | Consumer Discretionary | 9.03% |
| 5 | Consumer Staples | 8.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
MGM Resorts International
MGM
$11.8B
| $1.02M | 0.66% |
+49,977
| New | +$870K |
|
52
Newmont
NEM
$95.8B
| $994K | 0.64% |
+35,391
| New | +$1.05M |
|
53
Cincinnati Financial
CINF
$28B
| $979K | 0.63% |
20,769
-4,594
| -18% | -$219K |
|
54
Alliant Energy
LNT
$19.3B
| $963K | 0.62% |
+38,884
| New | +$994K |
|
55
International Flavors & Fragrances
IFF
$20B
| $948K | 0.61% |
11,523
+2,997
| +35% | +$243K |
|
|
SNDK
56
DELISTED
SANDISK CORP
SNDK
| $937K | 0.6% |
+15,753
| New | +$925K |
|
57
Lumen
LUMN
$6.47B
| $929K | 0.6% |
+29,598
| New | +$1.01M |
|
58
Lam Research
LRCX
$392B
| $923K | 0.59% |
180,300
-245,010
| -58% | -$1.2M |
|
59
Emerson Electric
EMR
$78.2B
| $919K | 0.59% |
14,202
-18,610
| -57% | -$1.14M |
|
60
American Express
AXP
$242B
| $885K | 0.57% |
11,724
-9,596
| -45% | -$722K |
|
|
PCP
61
DELISTED
PRECISION CASTPARTS CORP
PCP
| $846K | 0.54% |
+3,723
| New | +$840K |
|
62
ASML
ASML
$671B
| $825K | 0.53% |
+8,354
| New | +$752K |
|
63
Public Service Enterprise Group
PEG
$39.2B
| $824K | 0.53% |
25,027
+11,363
| +83% | +$376K |
|
|
64
Travelers Companies
TRV
$78.5B
| $818K | 0.53% |
9,651
-35,039
| -78% | -$2.9M |
|
65
American International
AIG
$42.7B
| $816K | 0.53% |
+16,790
| New | +$798K |
|
|
PARA
66
DELISTED
Paramount Global Class B
PARA
| $813K | 0.52% |
+14,744
| New | +$784K |
|
67
BioMarin Pharmaceuticals
BMRN
$11.5B
| $806K | 0.52% |
+11,163
| New | +$742K |
|
|
BRCM
68
DELISTED
BROADCOM CORP CL-A
BRCM
| $797K | 0.51% |
30,624
-12,210
| -29% | -$345K |
|
69
Edgewell Personal Care
EPC
$1.37B
| $760K | 0.49% |
+11,244
| New | +$831K |
|
70
Arthur J. Gallagher & Co
AJG
$65.2B
| $758K | 0.49% |
17,376
+11,417
| +192% | +$501K |
|
71
Eaton
ETN
$155B
| $754K | 0.49% |
10,957
-6,917
| -39% | -$465K |
|
72
Entergy
ETR
$52.8B
| $753K | 0.48% |
+23,834
| New | +$791K |
|
|
AMTD
73
DELISTED
TD Ameritrade Holding Corp
AMTD
| $752K | 0.48% |
+28,734
| New | +$764K |
|
74
Marvell Technology
MRVL
$169B
| $750K | 0.48% |
+65,188
| New | +$804K |
|
75
Essex Property Trust
ESS
$18.8B
| $722K | 0.46% |
4,890
+3,394
| +227% | +$526K |
|
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Cai Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Cai Capital Management held 276 positions worth $155M, down 10% from $173M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Cai Capital Management withdrew a net $18.2M in Q3 2013, closing 102 positions and reducing 38 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $4M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 25% a quarter earlier, followed by Industrials and Utilities.
Against the trend, Cai Capital Management opened a new position in The Gap Inc worth $3.77M.
- Cai Capital Management's largest Q3 2013 buy was The Gap Inc: 93,632 shares worth $3.77M.
- Cai Capital Management added most to Allstate in Q3 2013, an estimated $3.98M increase.
- Cai Capital Management's biggest Q3 2013 reduction was Travelers Companies, cutting an estimated $2.9M.
- Cai Capital Management fully exited SunTrust Banks, Inc. in Q3 2013, selling an estimated $4M.
- Cai Capital Management's ten largest holdings make up 21% of its $155M portfolio in Q3 2013.
- Cai Capital Management opened 103 new positions and closed 102 in Q3 2013.
- Cai Capital Management's portfolio value fell 10% quarter-over-quarter to $155M.
Based on Cai Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.