Cai Capital Management’s Eaton ETN Stock Holding History

Cai Capital Management’s Portfolio ETN Stock Details ETN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-10,957	Closed	-$754K	–	45
2013 Q3	$754K	Sell	10,957 -6,917	-39%	-$465K	0.49%	71
2013 Q2	$1.18M	Buy	+17,874	New	+$1.13M	0.68%	50

Other funds holding ETN

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cai Capital Management's ETN Position: Q4 2013 in Review

Cai Capital Management sold out of Eaton (ETN) in Q4 2013, closing a stake of 10,957 shares — an estimated $754K sold.

Cai Capital Management first reported a position in ETN in Q2 2013 and held it in 2 quarters. The position peaked at $1.18M in Q2 2013. 779 funds tracked by Wall St. Rank hold ETN as of Q4 2013.

Cai Capital Management reported no remaining Eaton position as of Q4 2013 after selling out during the quarter.
Cai Capital Management sold 10,957 Eaton shares in Q4 2013, an estimated $754K.
Cai Capital Management first reported a position in Eaton in Q2 2013 and held it in 2 quarters.
Cai Capital Management's Eaton position peaked at $1.18M in Q2 2013.
779 funds tracked by Wall St. Rank held Eaton as of Q4 2013.

Based on Cai Capital Management's 13F filing for Q4 2013.