Bulldog Investors’s GigCapital, Inc. GIG.U Stock Holding History

Bulldog Investors’s Portfolio GIG.U Stock Details GIG.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-16,000	Closed	-$168K	–	135
2018 Q2	$168K	Buy	16,000 +6,000	+60%	+$62.6K	0.04%	84
2018 Q1	$104K	Sell	10,000 -242,000	-96%	-$2.47M	0.03%	98
2017 Q4	$2.52M	Buy	+252,000	New	+$2.52M	0.68%	45

Other funds holding GIG.U

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.02% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.95% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $489M AUM 9.58% 1-Year Est. Return

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.36B AUM 25.57% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Cowen Inc New York $1.39B AUM 60.14% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.76% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

PGC

Pacific Grove Capital San Francisco, California $15.2K AUM 40.63% 1-Year Est. Return

Bulldog Investors's GIG.U Position: Q3 2018 in Review

Bulldog Investors sold out of GigCapital, Inc. (GIG.U) in Q3 2018, closing a stake of 16,000 shares — an estimated $168K sold.

Bulldog Investors first reported a position in GIG.U in Q4 2017 and held it in 3 quarters. The position peaked at $2.52M in Q4 2017. 10 funds tracked by Wall St. Rank hold GIG.U as of Q3 2018.

Bulldog Investors reported no remaining GigCapital, Inc. position as of Q3 2018 after selling out during the quarter.
Bulldog Investors sold 16,000 GigCapital, Inc. shares in Q3 2018, an estimated $168K.
Bulldog Investors first reported a position in GigCapital, Inc. in Q4 2017 and held it in 3 quarters.
Bulldog Investors's GigCapital, Inc. position peaked at $2.52M in Q4 2017.
10 funds tracked by Wall St. Rank held GigCapital, Inc. as of Q3 2018.

Based on Bulldog Investors's 13F filing for Q3 2018, filed 14 Nov 2018.