BC

Broadfin Capital Portfolio holdings

AUM $403M
1-Year Return 74.97%
This Quarter Return
+5.38%
1 Year Return
+74.97%
3 Year Return
+245.63%
5 Year Return
+336.04%
10 Year Return
–
AUM
$902M
AUM Growth
+$40.3M
Cap. Flow
+$22.8M
Cap. Flow %
2.53%
Top 10 Hldgs %
51.32%
Holding
80
New
11
Increased
14
Reduced
13
Closed
11

Top Buys

1
ENDP
Endo International plc
ENDP
$16M
2
ANGO icon
AngioDynamics
ANGO
$15.9M
3
XENT
Intersect ENT, Inc
XENT
$9.19M
4
ISEE
IVERIC bio, Inc. Common Stock
ISEE
$9.05M
5
IOVA icon
Iovance Biotherapeutics
IOVA
$8.63M

Top Sells

1
NVRO
NEVRO CORP.
NVRO
$20.3M
2
XNPT
XENOPORT, INC.
XNPT
$7.18M
3
PTX
Pernix Therapeutics Holdings, Inc.
PTX
$6.4M
4
ELOS
Syneron Medical Ltd
ELOS
$6.36M
5
ANAC
ANACOR PHARMACEUTICALS INC COM
ANAC
$5.35M

Sector Composition

1 Healthcare 83.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DRRX icon
51
DURECT Corp
DRRX
$60.2M
$3.54M 0.34%
+290,000
New +$3.54M
SCYX icon
52
SCYNEXIS
SCYX
$35.3M
$3.21M 0.31%
147,727
+72,390
+96% +$1.57M
PCRX icon
53
Pacira BioSciences
PCRX
$1.2B
$3.15M 0.31%
+93,380
New +$3.15M
TRVN
54
DELISTED
Trevena, Inc.
TRVN
$3.1M 0.3%
787
-513
-39% -$2.02M
CFRX
55
DELISTED
ContraFect Corporation
CFRX
$1.89M 0.18%
816
-240
-23% -$555K
CDTX icon
56
Cidara Therapeutics
CDTX
$1.61B
$1.72M 0.17%
8,344
– –
DXTR
57
DELISTED
Dextera Surgical Inc.
DXTR
$1.55M 0.15%
+862,499
New +$1.55M
WINT
58
DELISTED
Windtree Therapeutics Inc
WINT
$1.5M 0.15%
777,797
– –
CASM
59
DELISTED
CAS Medical Systems, Inc.
CASM
$1.49M 0.15%
810,852
-1,683,682
-67% -$3.1M
PLX icon
60
Protalix BioTherapeutics
PLX
$127M
$1.3M 0.13%
202,527
-136,102
-40% -$871K
QLGN icon
61
Qualigen Therapeutics
QLGN
$2.81M
$1.18M 0.11%
6
– –
PHIO icon
62
Phio Pharmaceuticals
PHIO
$11.6M
$1.17M 0.11%
8
– –
TNXP icon
63
Tonix Pharmaceuticals
TNXP
$240M
– –
0
– -$1.99M
SSKN icon
64
Strata Skin Sciences
SSKN
$7.22M
$586K 0.06%
19,228
-938
-5% -$28.6K
PLXP
65
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$444K 0.04%
5,597
-52,650
-90% -$4.18M
ARDX icon
66
Ardelyx
ARDX
$1.55B
– –
-216,180
Closed -$1.68M
IWM icon
67
iShares Russell 2000 ETF
IWM
$66.9B
– –
0
– –
SPY icon
68
SPDR S&P 500 ETF Trust
SPY
$659B
– –
0
– –
VCYT icon
69
Veracyte
VCYT
$2.43B
– –
-97,298
Closed -$525K
ZVRA icon
70
Zevra Therapeutics
ZVRA
$500M
– –
-18,731
Closed -$4.35M
SPNC
71
DELISTED
Spectranetics Corp
SPNC
– –
-72,615
Closed -$1.05M
ELOS
72
DELISTED
Syneron Medical Ltd
ELOS
– –
-870,013
Closed -$6.36M
PTX
73
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-609,083
Closed -$6.4M
XNPT
74
DELISTED
XENOPORT, INC.
XNPT
– –
-1,592,067
Closed -$7.18M
CRDC
75
DELISTED
CARDICA INC COM NEW (DE)
CRDC
– –
-887,499
Closed -$3.16M
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