BC

Broadfin Capital Portfolio holdings

AUM $403M
1-Year Return 74.97%
This Quarter Return
+26.67%
1 Year Return
+74.97%
3 Year Return
+245.63%
5 Year Return
+336.04%
10 Year Return
–
AUM
$458M
AUM Growth
-$27.3M
Cap. Flow
-$103M
Cap. Flow %
-22.54%
Top 10 Hldgs %
55.71%
Holding
50
New
3
Increased
9
Reduced
24
Closed
7

Top Buys

1
PETX
Aratana Therapeutics, Inc.
PETX
$11.4M
2
GBT
Global Blood Therapeutics, Inc.
GBT
$8.17M
3
MYGN icon
Myriad Genetics
MYGN
$7.97M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$6.05M
5
MTNB icon
Matinas BioPharma
MTNB
$2.97M

Top Sells

1
TSRO
TESARO, Inc.
TSRO
$32.8M
2
IOVA icon
Iovance Biotherapeutics
IOVA
$15.4M
3
DXCM icon
DexCom
DXCM
$13.4M
4
ADMA icon
ADMA Biologics
ADMA
$10.4M
5
ZGNX
Zogenix, Inc.
ZGNX
$9.04M

Sector Composition

1 Healthcare 87.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRAY
26
DELISTED
ViewRay, Inc.
VRAY
$6.4M 1.32%
866,500
– –
OPTN
27
DELISTED
OptiNose
OPTN
$6.03M 1.25%
39,040
-8,333
-18% -$1.29M
SLGL icon
28
Sol-Gel Technologies
SLGL
$77.9M
$5.74M 1.19%
84,770
– –
ADMA icon
29
ADMA Biologics
ADMA
$4.03B
$5.61M 1.16%
1,479,243
-2,746,834
-65% -$10.4M
HRTX icon
30
Heron Therapeutics
HRTX
$201M
$5.08M 1.05%
207,998
+88,704
+74% +$2.17M
VCEL icon
31
Vericel Corp
VCEL
$1.72B
$4.77M 0.99%
272,550
+82,550
+43% +$1.45M
LIVN icon
32
LivaNova
LIVN
$3.17B
$4.67M 0.96%
48,000
-3,000
-6% -$292K
AVDL
33
Avadel Pharmaceuticals
AVDL
$1.53B
$4.47M 0.92%
3,102,673
– –
NEOS
34
DELISTED
Neos Therapeutics, Inc
NEOS
$4.21M 0.87%
1,611,999
-1,006,820
-38% -$2.63M
MTNB icon
35
Matinas BioPharma
MTNB
$9.55M
$2.97M 0.61%
+54,545
New +$2.97M
EIGR
36
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$2.7M 0.56%
6,443
+1,666
+35% +$699K
TLGT
37
DELISTED
Teligent, Inc
TLGT
$2.31M 0.48%
199,098
-83,240
-29% -$966K
ATEC icon
38
Alphatec Holdings
ATEC
$2.43B
$1.17M 0.24%
442,966
-6,619
-1% -$17.5K
OPNT
39
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$1.12M 0.23%
+85,484
New +$1.12M
RVLP
40
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
$1.11M 0.23%
307,854
-220,717
-42% -$794K
NVLN
41
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$897K 0.19%
729,301
-500,000
-41% -$615K
ACGN
42
DELISTED
Aceragen, Inc. Common Stock
ACGN
– –
-28,652
Closed -$1.35M
ALXN
43
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-58,700
Closed -$5.72M
DOVA
44
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-351,800
Closed -$2.67M
KALA icon
45
KALA BIO
KALA
$102M
– –
-6,789
Closed -$1.66M
KALV icon
46
KalVista Pharmaceuticals
KALV
$796M
– –
-143,129
Closed -$2.83M
SPY icon
47
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
TNDM icon
48
Tandem Diabetes Care
TNDM
$850M
– –
-89,100
Closed -$3.38M
XBI icon
49
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
TSRO
50
DELISTED
TESARO, Inc.
TSRO
– –
-442,219
Closed -$32.8M
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