Broadfin Capital’s Iovance Biotherapeutics IOVA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$14.8M	Sell	533,301 -597,800	-53%	-$13.6M	3.67%	16
2019 Q3	$20.6M	Sell	1,131,101 -428,198	-27%	-$9.47M	6.46%	6
2019 Q2	$38.2M	Sell	1,559,299 -2,769,004	-64%	-$41.7M	9.4%	1
2019 Q1	$41.2M	Sell	4,328,303 -1,622,850	-27%	-$15.8M	8.99%	1
2018 Q4	$52.7M	Buy	5,951,153 +1,056,792	+22%	+$10.2M	10.85%	2
2018 Q3	$55.1M	Buy	4,894,361 +747,756	+18%	+$10.6M	9.88%	2
2018 Q2	$53.1M	Buy	4,146,605 +3,233,618	+354%	+$47.3M	8.92%	1
2018 Q1	$15.4M	Sell	912,987 -1,427,624	-61%	-$21.6M	2.43%	17
2017 Q4	$18.7M	Sell	2,340,611 -147,011	-6%	-$1.18M	3.09%	15
2017 Q3	$19.3M	Buy	2,487,622 +211,263	+9%	+$1.34M	2.99%	14
2017 Q2	$16.7M	Sell	2,276,359 -232,700	-9%	-$1.48M	2.42%	16
2017 Q1	$18.7M	Sell	2,509,059 -129,200	-5%	-$947K	2.62%	16
2016 Q4	$18.3M	Hold	2,638,259	–	–	2.08%	14
2016 Q3	$21.7M	Sell	2,638,259 -532,500	-17%	-$4.5M	2.06%	13
2016 Q2	$25.7M	Buy	3,170,759 +1,065,240	+51%	+$6.69M	2.85%	10
2016 Q1	$10.7M	Hold	2,105,519	–	–	1.24%	27
2015 Q4	$16.3M	Hold	2,105,519	–	–	1.17%	25
2015 Q3	$12.1M	Buy	2,105,519 +293,100	+16%	+$2.28M	0.97%	36
2015 Q2	$16.6M	Buy	1,812,419 +750,000	+71%	+$8.37M	1.09%	32
2015 Q1	$12.9M	Buy	+1,062,419	New	+$12M	1.03%	24