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BIM

Breakwater Investment Management Portfolio holdings

AUM $269M
1-Year Est. Return 14.54%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+14.54%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$271M
AUM Growth
+$12.7M
Cap. Flow
-$960K
Cap. Flow %
-0.35%
Top 10 Hldgs %
53.12%
Holding
539
New
229
Increased
90
Reduced
51
Closed
9

Top Buys

Rank Stock Value
1
SCCR
Schwab Core Bond ETF
SCCR
+$1.88M
2
SCMB icon
Schwab Municipal Bond ETF
SCMB
+$763K
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$405K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$395K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$238K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.21M
2
PLTR icon
Palantir
PLTR
+$835K
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$375K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$312K
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$263K

Sector Composition

Rank Sector Weight
1 Technology 5.91%
2 Consumer Discretionary 1.93%
3 Communication Services 0.62%
4 Healthcare 0.26%
5 Financials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$39.4M 14.52%
119,986
-277
-0.2% -$87.5K
SCHB icon
2
Schwab US Broad Market ETF
SCHB
$43.2B
$22.8M 8.41%
887,200
-48,863
-5% -$1.21M
VXUS icon
3
Vanguard Total International Stock ETF
VXUS
$155B
$17.5M 6.46%
238,393
-709
-0.3% -$50.3K
MSFT icon
4
Microsoft
MSFT
$3.45T
$14.3M 5.27%
27,617
+52
+0.2% +$26.5K
BNDX icon
5
Vanguard Total International Bond ETF
BNDX
$81.9B
$11.9M 4.39%
240,901
+8,006
+3% +$395K
BND icon
6
Vanguard Total Bond Market
BND
$157B
$11.4M 4.22%
153,773
-2,864
-2% -$211K
SPTM icon
7
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$7.62M 2.81%
94,513
– –
VEU icon
8
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$6.68M 2.46%
93,569
-2,913
-3% -$201K
VCRB icon
9
Vanguard Core Bond ETF
VCRB
$7.18B
$6.49M 2.39%
82,809
-121
-0.1% -$9.39K
VT icon
10
Vanguard Total World Stock ETF
VT
$77.1B
$5.93M 2.19%
43,068
-1,544
-3% -$205K
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$5.87M 2.17%
108,391
-1,188
-1% -$61.2K
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$5.77M 2.13%
8,665
– –
VYM icon
13
Vanguard High Dividend Yield ETF
VYM
$80.9B
$5.73M 2.11%
40,672
-1,684
-4% -$231K
VIG icon
14
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.22M 1.93%
24,195
-285
-1% -$59.8K
MGK icon
15
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$5.02M 1.85%
62,370
-975
-2% -$74.8K
SCHF icon
16
Schwab International Equity ETF
SCHF
$66.6B
$4.98M 1.84%
214,082
-13,831
-6% -$312K
AMZN icon
17
Amazon
AMZN
$2.92T
$4.67M 1.72%
21,257
+79
+0.4% +$17.9K
MGV icon
18
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$4.36M 1.61%
31,669
-543
-2% -$72.6K
IAGG icon
19
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$3.85M 1.42%
75,087
+7,926
+12% +$405K
SCHD icon
20
Schwab US Dividend Equity ETF
SCHD
$103B
$3.77M 1.39%
137,926
-9,339
-6% -$255K
SCHZ icon
21
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$3.5M 1.29%
148,971
-16,135
-10% -$375K
VGSH icon
22
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$3.32M 1.22%
56,421
-4,483
-7% -$263K
VYMI icon
23
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
$2.94M 1.08%
34,704
+1,849
+6% +$153K
SCHO icon
24
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.88M 1.06%
117,923
-7,943
-6% -$193K
SCCR
25
Schwab Core Bond ETF
SCCR
$1.5B
$2.59M 0.95%
99,752
+73,377
+278% +$1.88M
1
2 3 4 5

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Breakwater Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Breakwater Investment Management held 539 positions worth $271M, up 4.9% from $258M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Breakwater Investment Management's Q3 2025 filing shows 229 new, 90 increased, 51 reduced and 9 closed positions. Its largest new stake was Vanguard California Tax-Exempt Bond ETF: 851 shares worth $84.9K. The largest sale was Schwab US Broad Market ETF, an estimated $1.21M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Breakwater Investment Management's largest Q3 2025 buy was Vanguard California Tax-Exempt Bond ETF: 851 shares worth $84.9K.
  • Breakwater Investment Management added most to Schwab Core Bond ETF in Q3 2025, an estimated $1.88M increase.
  • Breakwater Investment Management's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $1.21M.
  • Breakwater Investment Management fully exited iShares Russell Mid-Cap ETF in Q3 2025, selling an estimated $35.7K.
  • Breakwater Investment Management's ten largest holdings make up 53% of its $271M portfolio in Q3 2025.
  • Breakwater Investment Management opened 229 new positions and closed 9 in Q3 2025.
  • Breakwater Investment Management's portfolio value rose 4.9% quarter-over-quarter to $271M.

Based on Breakwater Investment Management's 13F filing for Q3 2025, filed 3 Oct 2025.