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BIM

Breakwater Investment Management Portfolio holdings

AUM $294M
1-Year Est. Return 14.68%
This Fund
S&P 500
This Quarter Est. Return
+1.55%
1 Year Est. Return
+14.68%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$276M
AUM Growth
+$5.18M
Cap. Flow
+$2.03M
Cap. Flow %
0.74%
Top 10 Hldgs %
51.75%
Holding
621
New
91
Increased
56
Reduced
77
Closed
124

Top Buys

Rank Stock Value
1
SCCR
Schwab Core Bond ETF
SCCR
+$2.59M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$776K
3
SCMB icon
Schwab Municipal Bond ETF
SCMB
+$724K
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$605K
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$234K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.18M
2
SCHB icon
Schwab US Broad Market ETF
SCHB
+$395K
3
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$286K
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$217K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$175K

Sector Composition

Rank Sector Weight
1 Technology 5.01%
2 Consumer Discretionary 1.97%
3 Communication Services 0.73%
4 Healthcare 0.35%
5 Financials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
51
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$1.03M 0.37%
3,280
– –
VTC icon
52
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$993K 0.36%
12,789
-1,811
-12% -$142K
VOTE icon
53
TCW Transform 500 ETF
VOTE
$1.14B
$914K 0.33%
11,396
+9
+0.1% +$716
MUB icon
54
iShares National Muni Bond ETF
MUB
$45.9B
$887K 0.32%
8,281
-34
-0.4% -$3.64K
SPTS icon
55
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$791K 0.29%
27,022
+591
+2% +$17.3K
XLK icon
56
State Street Technology Select Sector SPDR ETF
XLK
$122B
$654K 0.24%
4,545
-1
-0% -$144
PIT icon
57
VanEck Commodity Strategy ETF
PIT
$320M
$645K 0.23%
12,220
+711
+6% +$39.6K
BSV icon
58
Vanguard Short-Term Bond ETF
BSV
$45.6B
$525K 0.19%
6,664
– –
BIV icon
59
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$506K 0.18%
6,501
– –
SPSB icon
60
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$479K 0.17%
15,857
– –
VGT icon
61
Vanguard Information Technology ETF
VGT
$148B
$450K 0.16%
4,776
– –
AAXJ icon
62
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.78B
$443K 0.16%
4,761
– –
STPZ icon
63
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$525M
$441K 0.16%
8,219
– –
JIVE icon
64
JPMorgan International Value ETF
JIVE
$3.62B
$433K 0.16%
5,393
+1,564
+41% +$122K
AAPL icon
65
Apple
AAPL
$4.48T
$431K 0.16%
1,584
-28
-2% -$7.52K
GOOG icon
66
Alphabet (Google) Class C
GOOG
$4.3T
$387K 0.14%
1,232
– –
PLTR icon
67
Palantir
PLTR
$419B
$372K 0.13%
2,092
– –
IWM icon
68
iShares Russell 2000 ETF
IWM
$81.9B
$370K 0.13%
1,504
– –
SPBO icon
69
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$362K 0.13%
12,332
+179
+1% +$5.29K
WOOD icon
70
iShares Global Timber & Forestry ETF
WOOD
$271M
$345K 0.12%
4,792
– –
IVV icon
71
iShares Core S&P 500 ETF
IVV
$905B
$308K 0.11%
449
– –
EMB icon
72
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$306K 0.11%
3,182
+155
+5% +$14.9K
OMER icon
73
Omeros
OMER
$984M
$293K 0.11%
17,048
– –
META icon
74
Meta Platforms (Facebook)
META
$1.51T
$287K 0.1%
435
-3
-0.7% -$2K
DGRW icon
75
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$283K 0.1%
3,162
– –
1 2
3
4 5

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Breakwater Investment Management's Q4 2025 Portfolio in Review

As of Q4 2025, Breakwater Investment Management held 621 positions worth $276M, up 1.9% from $271M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Breakwater Investment Management's Q4 2025 filing shows 91 new, 56 increased, 77 reduced and 124 closed positions. Its largest new stake was State Street SPDR Bloomberg Emerging Markets USD Bond ETF: 4,516 shares worth $115K. The largest sale was Microsoft, an estimated $1.18M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Breakwater Investment Management's largest Q4 2025 buy was State Street SPDR Bloomberg Emerging Markets USD Bond ETF: 4,516 shares worth $115K.
  • Breakwater Investment Management added most to Schwab Core Bond ETF in Q4 2025, an estimated $2.59M increase.
  • Breakwater Investment Management's biggest Q4 2025 reduction was Microsoft, cutting an estimated $1.18M.
  • Breakwater Investment Management fully exited Vanguard Long-Term Treasury ETF in Q4 2025, selling an estimated $161K.
  • Breakwater Investment Management's ten largest holdings make up 52% of its $276M portfolio in Q4 2025.
  • Breakwater Investment Management opened 91 new positions and closed 124 in Q4 2025.
  • Breakwater Investment Management's portfolio value rose 1.9% quarter-over-quarter to $276M.

Based on Breakwater Investment Management's 13F filing for Q4 2025, filed 2 Feb 2026.