We are live on ! Find out more
BIM

Breakwater Investment Management Portfolio holdings

AUM $294M
1-Year Est. Return 14.68%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+14.68%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$271M
AUM Growth
+$12.7M
Cap. Flow
-$960K
Cap. Flow %
-0.35%
Top 10 Hldgs %
53.12%
Holding
539
New
229
Increased
90
Reduced
51
Closed
9

Top Buys

Rank Stock Value
1
SCCR
Schwab Core Bond ETF
SCCR
+$1.88M
2
SCMB icon
Schwab Municipal Bond ETF
SCMB
+$763K
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$405K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$395K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$238K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.21M
2
PLTR icon
Palantir
PLTR
+$835K
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$375K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$312K
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$263K

Sector Composition

Rank Sector Weight
1 Technology 5.91%
2 Consumer Discretionary 1.93%
3 Communication Services 0.62%
4 Healthcare 0.26%
5 Financials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
51
Vanguard Morningstar Large-Cap ETF
VV
$54.4B
$1.01M 0.37%
3,280
– –
VTV icon
52
Vanguard Morningstar Value ETF
VTV
$192B
$957K 0.35%
5,130
+1,313
+34% +$238K
VOTE icon
53
TCW Transform 500 ETF
VOTE
$1.14B
$894K 0.33%
11,387
– –
MUB icon
54
iShares National Muni Bond ETF
MUB
$45.8B
$885K 0.33%
8,315
-2,492
-23% -$261K
SPTS icon
55
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$775K 0.29%
26,431
– –
XLK icon
56
State Street Technology Select Sector SPDR ETF
XLK
$122B
$641K 0.24%
4,546
– –
PIT icon
57
VanEck Commodity Strategy ETF
PIT
$323M
$631K 0.23%
11,509
+2,291
+25% +$121K
BSV icon
58
Vanguard Short-Term Bond ETF
BSV
$45.6B
$526K 0.19%
6,664
– –
BIV icon
59
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$508K 0.19%
6,501
– –
SPSB icon
60
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$480K 0.18%
15,857
– –
VGT icon
61
Vanguard Information Technology ETF
VGT
$147B
$446K 0.16%
4,776
– –
STPZ icon
62
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$445K 0.16%
8,219
-705
-8% -$38.1K
AAXJ icon
63
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$434K 0.16%
4,761
-1,326
-22% -$115K
AAPL icon
64
Apple
AAPL
$4.48T
$410K 0.15%
1,612
+57
+4% +$12.9K
PLTR icon
65
Palantir
PLTR
$417B
$382K 0.14%
2,092
-5,154
-71% -$835K
IWM icon
66
iShares Russell 2000 ETF
IWM
$81.8B
$364K 0.13%
1,504
– –
SPBO icon
67
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$360K 0.13%
12,153
– –
WOOD icon
68
iShares Global Timber & Forestry ETF
WOOD
$270M
$352K 0.13%
4,792
– –
META icon
69
Meta Platforms (Facebook)
META
$1.54T
$322K 0.12%
438
+17
+4% +$12.7K
IVV icon
70
iShares Core S&P 500 ETF
IVV
$903B
$301K 0.11%
449
– –
GOOG icon
71
Alphabet (Google) Class C
GOOG
$4.26T
$300K 0.11%
1,232
+32
+3% +$6.73K
JIVE icon
72
JPMorgan International Value ETF
JIVE
$3.61B
$289K 0.11%
3,829
+1,709
+81% +$124K
EMB icon
73
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$288K 0.11%
3,027
+790
+35% +$74K
DGRW icon
74
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$281K 0.1%
3,162
+1,198
+61% +$104K
PRF icon
75
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$253K 0.09%
5,600
– –
1 2
3
4 5

Similar funds

PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
NC
Nixon Capital Austin, Texas $293M AUM 19.56% 1-Year Est. Return
CA
Claar Advisors New York $295M AUM 12.26% 1-Year Est. Return

Breakwater Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Breakwater Investment Management held 539 positions worth $271M, up 4.9% from $258M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Breakwater Investment Management's Q3 2025 filing shows 229 new, 90 increased, 51 reduced and 9 closed positions. Its largest new stake was Vanguard California Tax-Exempt Bond ETF: 851 shares worth $84.9K. The largest sale was Schwab US Broad Market ETF, an estimated $1.21M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Breakwater Investment Management's largest Q3 2025 buy was Vanguard California Tax-Exempt Bond ETF: 851 shares worth $84.9K.
  • Breakwater Investment Management added most to Schwab Core Bond ETF in Q3 2025, an estimated $1.88M increase.
  • Breakwater Investment Management's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $1.21M.
  • Breakwater Investment Management fully exited iShares Russell Mid-Cap ETF in Q3 2025, selling an estimated $35.7K.
  • Breakwater Investment Management's ten largest holdings make up 53% of its $271M portfolio in Q3 2025.
  • Breakwater Investment Management opened 229 new positions and closed 9 in Q3 2025.
  • Breakwater Investment Management's portfolio value rose 4.9% quarter-over-quarter to $271M.

Based on Breakwater Investment Management's 13F filing for Q3 2025, filed 3 Oct 2025.