Breakwater Capital Group’s VanEck CLO ETF CLOI Stock Holding History

Breakwater Capital Group’s Portfolio CLOI Stock Details CLOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.41M	Buy	45,530 +6,842	+18%	+$362K	0.29%	81
2026 Q2	$2.05M	Buy	38,688 +5,943	+18%	+$314K	0.25%	101
2026 Q1	$1.73M	Sell	32,745 -13,270	-29%	-$700K	0.23%	103
2025 Q4	$2.43M	Buy	46,015 +9,062	+25%	+$480K	0.34%	70
2025 Q3	$1.96M	Buy	36,953 +2,618	+8%	+$139K	0.29%	81
2025 Q2	$1.82M	Buy	+34,335	New	+$1.81M	0.3%	82

Other funds holding CLOI

SWA

Sax Wealth Advisors Parsippany, New Jersey $3.5B AUM 13.73% 1-Year Est. Return

FMN

Financial Management Network Mission Viejo, California $695M AUM 13.16% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

BAWC

Boyce & Associates Wealth Consulting Cedar Park, Texas $165M AUM 13.3% 1-Year Est. Return

SMAM

Sugar Maple Asset Management Sister Bay, Wisconsin $175M AUM 16.33% 1-Year Est. Return

Armis Advisers Atlanta, Georgia $1.2B AUM 15.74% 1-Year Est. Return

GGS

Galvin Gaustad & Stein Scottsdale, Arizona $1.33B AUM 13.15% 1-Year Est. Return

WCM

Winebrenner Capital Management Louisville, Kentucky $155M AUM 8.85% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.51B AUM 33.52% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.52B AUM 15.33% 1-Year Est. Return

Breakwater Capital Group's CLOI Position: Q3 2026 in Review

Breakwater Capital Group increased its VanEck CLO ETF (CLOI) stake by 18% in Q3 2026, buying an estimated $362K and bringing the position to 45,530 shares worth $2.41M. The position accounts for 0.29% of the portfolio, ranked #81.

Breakwater Capital Group first reported a position in CLOI in Q2 2025 and has held it in 6 quarters since. The position peaked at $2.43M in Q4 2025. 23 funds tracked by Wall St. Rank hold CLOI as of Q3 2026.

Breakwater Capital Group held 45,530 shares of VanEck CLO ETF worth $2.41M as of Q3 2026.
Breakwater Capital Group bought 6,842 VanEck CLO ETF shares in Q3 2026, an estimated $362K.
VanEck CLO ETF made up 0.29% of Breakwater Capital Group's portfolio in Q3 2026, its #81 holding.
Breakwater Capital Group first reported a position in VanEck CLO ETF in Q2 2025 and has held it in 6 quarters since.
Breakwater Capital Group's VanEck CLO ETF position peaked at $2.43M in Q4 2025.
23 funds tracked by Wall St. Rank held VanEck CLO ETF as of Q3 2026.

Based on Breakwater Capital Group's 13F filing for Q3 2026, filed 9 Oct 2026.