BGIM

Boussard & Gavaudan Investment Management Portfolio holdings

AUM $779M
This Quarter Return
+10.36%
1 Year Return
+5.28%
3 Year Return
+26.27%
5 Year Return
+82.54%
10 Year Return
+273.04%
AUM
$449M
AUM Growth
+$449M
Cap. Flow
-$329M
Cap. Flow %
-73.16%
Top 10 Hldgs %
89.55%
Holding
36
New
9
Increased
4
Reduced
–
Closed
14

Top Buys

1
LBRDK icon
Liberty Broadband Class C
LBRDK
$23.8M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$8.92M
3
DKNG icon
DraftKings
DKNG
$8.55M
4
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$8.13M
5
QGEN icon
Qiagen
QGEN
$7.3M

Top Sells

1
CELG
Celgene Corp
CELG
$253M
2
AABA
Altaba Inc. Common Stock
AABA
$75.5M
3
TIF
Tiffany & Co.
TIF
$16.7M
4
WBC
WABCO HOLDINGS INC.
WBC
$14.8M
5
DEACU
Diamond Eagle Acquisition Corp. Unit
DEACU
$10.2M

Sector Composition

1 Healthcare 57.75%
2 Materials 16.58%
3 Communication Services 5.29%
4 Energy 3.91%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGN
1
DELISTED
Allergan plc
AGN
$252M 56.13% 1,323,402 +21,499 +2% +$4.1M
CSTM icon
2
Constellium
CSTM
$2.02B
$45.9M 10.21% 3,396,034 +69,259 +2% +$936K
ASH icon
3
Ashland
ASH
$2.57B
$26.4M 5.87% 345,823 +34,344 +11% +$2.62M
LBRDK icon
4
Liberty Broadband Class C
LBRDK
$8.73B
$23.8M 5.29% +189,984 New +$23.8M
TGE
5
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$11M 2.44% 496,411 +403,471 +434% +$8.92M
SSPKU
6
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$9.15M 2.04% 900,000 – –
EXPCU
7
DELISTED
Experience Investment Corp. Unit
EXPCU
$9.03M 2.01% 900,000 – –
DKNG icon
8
DraftKings
DKNG
$23.8B
$8.55M 1.9% +803,270 New +$8.55M
THBRU
9
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$8.32M 1.85% 800,000 – –
SFTW.U
10
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$8.13M 1.81% +800,000 New +$8.13M
QGEN icon
11
Qiagen
QGEN
$10.1B
$7.3M 1.62% +216,938 New +$7.3M
LCAHU
12
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$6.6M 1.47% 651,900 – –
PE
13
DELISTED
PARSLEY ENERGY INC
PE
$6.59M 1.47% +351,581 New +$6.59M
SCPE.U
14
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$6.22M 1.38% 600,000 – –
ALUS.U
15
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$5.55M 1.24% +550,000 New +$5.55M
OAC.U
16
DELISTED
Oaktree Acquisition Corp.
OAC.U
$4.08M 0.91% 400,000 – –
NPAUU
17
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$3.08M 0.69% 300,000 – –
SXT icon
18
Sensient Technologies
SXT
$4.82B
$2.25M 0.5% +34,260 New +$2.25M
CCX.U
19
DELISTED
Churchill Capital Corp II
CCX.U
$2.16M 0.48% 200,000 – –
CPAAU
20
DELISTED
Conyers Park II Acquisition Corp. Unit
CPAAU
$1.65M 0.37% 150,000 – –
DEACW
21
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$782K 0.17% +334,423 New +$782K
BMY.RT
22
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$690K 0.15% +226,120 New +$690K
AXTA icon
23
Axalta
AXTA
$6.77B
– – -298,024 Closed -$9.02M
BLUE
24
DELISTED
bluebird bio
BLUE
– – -11,591 Closed -$1.05M
COHR icon
25
Coherent
COHR
$14.1B
– – -11,188 Closed -$395K
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