Bluefin Capital Management’s PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF FIVZ Stock Holding History

Bluefin Capital Management’s Portfolio FIVZ Stock Details FIVZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-3,323	Closed	-$300K	–	1139
2014 Q2	$300K	Sell	3,323 -20,938	-86%	-$1.66M	0.01%	568
2014 Q1	$1.9M	Sell	24,261 -5,218	-18%	-$413K	0.12%	144
2013 Q4	$2.31M	Buy	29,479 +8,637	+41%	+$686K	0.18%	119
2013 Q3	$1.7M	Sell	20,842 -29,986	-59%	-$2.37M	0.16%	132
2013 Q2	$4M	Buy	+50,828	New	+$4.11M	0.38%	69

Other funds holding FIVZ

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Bluefin Capital Management's FIVZ Position: Q3 2014 in Review

Bluefin Capital Management sold out of PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF (FIVZ) in Q3 2014, closing a stake of 3,323 shares — an estimated $300K sold.

Bluefin Capital Management first reported a position in FIVZ in Q2 2013 and held it in 5 quarters. The position peaked at $4M in Q2 2013. 8 funds tracked by Wall St. Rank hold FIVZ as of Q3 2014.

Bluefin Capital Management reported no remaining PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF position as of Q3 2014 after selling out during the quarter.
Bluefin Capital Management sold 3,323 PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF shares in Q3 2014, an estimated $300K.
Bluefin Capital Management first reported a position in PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF in Q2 2013 and held it in 5 quarters.
Bluefin Capital Management's PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF position peaked at $4M in Q2 2013.
8 funds tracked by Wall St. Rank held PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF as of Q3 2014.

Based on Bluefin Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.