BL

Bleichroeder LP Portfolio holdings

AUM $407M
This Quarter Return
+5.53%
1 Year Return
+56.92%
3 Year Return
+98.55%
5 Year Return
+214.07%
10 Year Return
–
AUM
$559M
AUM Growth
+$559M
Cap. Flow
-$25.1M
Cap. Flow %
-4.48%
Top 10 Hldgs %
65.7%
Holding
77
New
3
Increased
5
Reduced
4
Closed
2

Top Buys

1
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$5.01M
2
TGTX icon
TG Therapeutics
TGTX
$1.87M
3
ADVM icon
Adverum Biotechnologies
ADVM
$1.55M
4
FATE icon
Fate Therapeutics
FATE
$798K
5
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
$513K

Top Sells

1
MRNS
Marinus Pharmaceuticals, Inc
MRNS
$16.3M
2
ARKO icon
ARKO Corp
ARKO
$10.4M
3
SAVA icon
Cassava Sciences
SAVA
$4.21M
4
BLFS icon
BioLife Solutions
BLFS
$3.47M
5
DRRX icon
DURECT Corp
DRRX
$428K

Sector Composition

1 Healthcare 22.73%
2 Industrials 11.71%
3 Energy 10.35%
4 Technology 9.64%
5 Materials 8.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$107B
$84.1M 15.05% 475,000 – –
RPRX icon
2
Royalty Pharma
RPRX
$15.6B
$46.9M 8.4% 1,115,980 – –
LIN icon
3
Linde
LIN
$224B
$45.9M 8.21% 192,627 – –
DRRX icon
4
DURECT Corp
DRRX
$59.6M
$45.2M 8.08% 26,414,656 -250,000 -0.9% -$428K
DCP
5
DELISTED
DCP Midstream, LP
DCP
$31.8M 5.69% 2,848,805 – –
XRX icon
6
Xerox
XRX
$501M
$31.5M 5.63% 1,676,225 – –
IVAC
7
DELISTED
Intevac Inc
IVAC
$27.3M 4.88% 4,949,355 – –
IDN icon
8
Intellicheck
IDN
$109M
$18.3M 3.27% 2,738,314 – –
LIQT icon
9
LiqTech
LIQT
$18.8M
$18.2M 3.26% 2,158,448 +7,500 +0.3% +$63.4K
BC icon
10
Brunswick
BC
$4.15B
$18M 3.23% 306,099 – –
ATUS icon
11
Altice USA
ATUS
$1.1B
$15.7M 2.81% 603,600 – –
SPGI icon
12
S&P Global
SPGI
$167B
$14.4M 2.58% 40,000 – –
INVE icon
13
Identive
INVE
$87.8M
$13.7M 2.46% 2,196,389 – –
AMAG
14
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
$12.2M 2.19% 1,299,994 – –
NGL icon
15
NGL Energy Partners
NGL
$692M
$10.8M 1.92% 2,714,937 – –
THO icon
16
Thor Industries
THO
$5.79B
$10.5M 1.87% 109,753 – –
SHLX
17
DELISTED
Shell Midstream Partners, L.P.
SHLX
$8.64M 1.55% 913,347 – –
GRA
18
DELISTED
W.R. Grace & Co.
GRA
$8.1M 1.45% 200,934 – –
SAVA icon
19
Cassava Sciences
SAVA
$110M
$7.88M 1.41% 684,503 -366,000 -35% -$4.21M
LSXMK
20
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$7.82M 1.4% 236,396 – –
MRNS
21
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$7.46M 1.33% 580,462 -1,269,538 -69% -$16.3M
CDXS icon
22
Codexis
CDXS
$246M
$6.8M 1.22% 579,116 +9,280 +2% +$109K
EOSE icon
23
Eos Energy Enterprises
EOSE
$1.79B
$5.01M 0.9% 500,000 – –
FGNA.U
24
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$5.01M 0.9% +500,000 New +$5.01M
CDNA icon
25
CareDx
CDNA
$727M
$4.74M 0.85% 125,000 – –
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