BB&T Securities’s TriplePoint Venture Growth BDC TPVG Stock Holding History

BB&T Securities’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-64,743	Closed	-$686K	–	1313
2016 Q4	$686K	Hold	64,743	–	–	0.01%	725
2016 Q3	$686K	Sell	64,743 -10,000	-13%	-$112K	0.01%	728
2016 Q2	$791K	Hold	74,743	–	–	0.01%	672
2016 Q1	$784K	Buy	74,743 +5,000	+7%	+$51.5K	0.01%	638
2015 Q4	$834K	Buy	69,743 +49,743	+249%	+$567K	0.02%	580
2015 Q3	$202K	Buy	+20,000	New	+$244K	﹤0.01%	1006

Other funds holding TPVG

ClearBridge Investments

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return