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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+1.21%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$6.06M
Cap. Flow
+$4.66M
Cap. Flow %
2.78%
Top 10 Hldgs %
51.5%
Holding
416
New
32
Increased
74
Reduced
116
Closed
23

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$3.33M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$3M
3
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.71M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.68M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.67M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$2.22M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.99M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.71M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.11M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$837K

Sector Composition

Rank Sector Weight
1 Technology 2.41%
2 Financials 2.25%
3 Energy 1.39%
4 Healthcare 1.31%
5 Communication Services 1.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMD
176
DELISTED
Cantel Medical Corporation
CMD
$40K 0.02%
559
-100
-15% -$8.48K
GSY icon
177
Invesco Ultra Short Duration ETF
GSY
$3.86B
$38K 0.02%
752
+7
+0.9% +$353
MS icon
178
Morgan Stanley
MS
$331B
$38K 0.02%
935
-65
-7% -$2.78K
CFG icon
179
Citizens Financial Group
CFG
$30.3B
$37K 0.02%
1,086
-88
-7% -$3.07K
CI icon
180
Cigna
CI
$73.7B
$37K 0.02%
249
-248
-50% -$40.4K
PLD icon
181
Prologis
PLD
$135B
$36K 0.02%
417
-27
-6% -$2.23K
HYD icon
182
VanEck High Yield Muni ETF
HYD
$4.43B
$34K 0.02%
+535
New +$34.3K
UNH icon
183
UnitedHealth
UNH
$376B
$34K 0.02%
154
-10
-6% -$2.41K
JNJ icon
184
Johnson & Johnson
JNJ
$618B
$32K 0.02%
241
– –
VXUS icon
185
Vanguard Total International Stock ETF
VXUS
$155B
$32K 0.02%
620
-411
-40% -$21.2K
BND icon
186
Vanguard Total Bond Market
BND
$157B
$31K 0.02%
367
-324
-47% -$27.2K
CNP icon
187
CenterPoint Energy
CNP
$27.7B
$31K 0.02%
1,090
-73
-6% -$2.1K
IVE icon
188
iShares S&P 500 Value ETF
IVE
$49B
$31K 0.02%
259
-480
-65% -$56.3K
ITW icon
189
Illinois Tool Works
ITW
$82.6B
$30K 0.02%
200
– –
IVW icon
190
iShares S&P 500 Growth ETF
IVW
$73.8B
$30K 0.02%
676
-1,264
-65% -$57.2K
LNT icon
191
Alliant Energy
LNT
$18.3B
$30K 0.02%
566
– –
MKC icon
192
McCormick & Company Non-Voting
MKC
$13.7B
$30K 0.02%
352
– –
OKE icon
193
Oneok
OKE
$57.2B
$30K 0.02%
426
-29
-6% -$2.05K
MINT icon
194
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$28K 0.02%
275
+11
+4% +$1.12K
MPC icon
195
Marathon Petroleum
MPC
$92.4B
$27K 0.02%
447
-28
-6% -$1.48K
PKG icon
196
Packaging Corp of America
PKG
$21.9B
$27K 0.02%
257
-19
-7% -$1.92K
UA icon
197
Under Armour Class C
UA
$2.77B
$25K 0.01%
1,451
– –
SRLN icon
198
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$24K 0.01%
517
– –
VLO icon
199
Valero Energy
VLO
$90.1B
$24K 0.01%
292
-54
-16% -$4.37K
ALGN icon
200
Align Technology
ALGN
$12.1B
$23K 0.01%
125
+5
+4% +$1.04K
6 7
8
9 10

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Bay Harbor Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Bay Harbor Wealth Management held 416 positions worth $167M, up 3.8% from $161M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Bay Harbor Wealth Management's Q3 2019 filing shows 32 new, 74 increased, 116 reduced and 23 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $2.22M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.4% a quarter earlier, followed by Financials and Energy.

  • Bay Harbor Wealth Management's largest Q3 2019 buy was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M.
  • Bay Harbor Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2019, an estimated $3.33M increase.
  • Bay Harbor Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $1.99M.
  • Bay Harbor Wealth Management fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q3 2019, selling an estimated $2.22M.
  • Bay Harbor Wealth Management's ten largest holdings make up 52% of its $167M portfolio in Q3 2019.
  • Bay Harbor Wealth Management opened 32 new positions and closed 23 in Q3 2019.
  • Bay Harbor Wealth Management's portfolio value rose 3.8% quarter-over-quarter to $167M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.