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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$220M
AUM Growth
+$19.6M
Cap. Flow
+$2.36M
Cap. Flow %
1.07%
Top 10 Hldgs %
57.73%
Holding
475
New
76
Increased
83
Reduced
124
Closed
39

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.02M
2
MBB icon
iShares MBS ETF
MBB
+$2.28M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.27M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.14M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$986K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.25M
2
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.23M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.22M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.21M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 3.56%
2 Financials 1.65%
3 Healthcare 0.65%
4 Communication Services 0.61%
5 Consumer Discretionary 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
151
Yum! Brands
YUM
$41.6B
$57K 0.03%
523
– –
ABT icon
152
Abbott
ABT
$187B
$56K 0.03%
511
+3
+0.6% +$326
AVY icon
153
Avery Dennison
AVY
$13.2B
$55K 0.03%
353
+1
+0.3% +$145
BNY
154
Bank of New York Mellon
BNY
$108B
$54K 0.02%
1,263
+2
+0.2% +$77
PKG icon
155
Packaging Corp of America
PKG
$22.5B
$53K 0.02%
387
-54
-12% -$6.8K
CI icon
156
Cigna
CI
$72.7B
$52K 0.02%
249
– –
WPC icon
157
W.P. Carey
WPC
$16.4B
$52K 0.02%
759
– –
ATVI
158
DELISTED
Activision Blizzard
ATVI
$52K 0.02%
561
+1
+0.2% +$81
AEP icon
159
American Electric Power
AEP
$68.2B
$51K 0.02%
618
-236
-28% -$20.5K
HALO icon
160
Halozyme
HALO
$10.2B
$51K 0.02%
1,197
– –
ES icon
161
Eversource Energy
ES
$27.1B
$50K 0.02%
577
-9
-2% -$801
LMT icon
162
Lockheed Martin
LMT
$135B
$50K 0.02%
142
– –
RF icon
163
Regions Financial
RF
$26.8B
$50K 0.02%
3,120
-2,835
-48% -$41K
PPL
164
PPL Corp
PPL
$26B
$48K 0.02%
1,690
-1,605
-49% -$45.6K
AZO icon
165
AutoZone
AZO
$50.1B
$47K 0.02%
40
+1
+3% +$1.16K
FSK icon
166
FS KKR Capital
FSK
$3.33B
$46K 0.02%
2,802
– –
TRP icon
167
TC Energy
TRP
$66.6B
$46K 0.02%
1,136
-1,015
-47% -$43.2K
BWA icon
168
BorgWarner
BWA
$13.5B
$45K 0.02%
1,315
+164
+14% +$5.56K
PXD
169
DELISTED
Pioneer Natural Resource Co.
PXD
$44K 0.02%
383
-19
-5% -$1.85K
CMD
170
DELISTED
Cantel Medical Corporation
CMD
$44K 0.02%
559
– –
MUB icon
171
iShares National Muni Bond ETF
MUB
$45.3B
$42K 0.02%
360
– –
VTEB icon
172
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$42K 0.02%
767
– –
ITW icon
173
Illinois Tool Works
ITW
$84.8B
$41K 0.02%
200
– –
LULU icon
174
lululemon athletica
LULU
$14.2B
$41K 0.02%
119
– –
SNOW icon
175
Snowflake
SNOW
$110B
$39K 0.02%
140
-2
-1% -$569
5 6
7
8 9

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HCM
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JWM
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GDS
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GPP
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MAM
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RCWVOTCITCONY
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Bay Harbor Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Bay Harbor Wealth Management held 475 positions worth $220M, up 9.8% from $201M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bay Harbor Wealth Management's Q4 2020 filing shows 76 new, 83 increased, 124 reduced and 39 closed positions. Its largest new stake was iShares MBS ETF: 20,682 shares worth $2.28M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $1.25M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.9% a quarter earlier, followed by Financials and Healthcare.

  • Bay Harbor Wealth Management's largest Q4 2020 buy was iShares MBS ETF: 20,682 shares worth $2.28M.
  • Bay Harbor Wealth Management added most to iShares ESG Aware MSCI USA ETF in Q4 2020, an estimated $3.02M increase.
  • Bay Harbor Wealth Management's biggest Q4 2020 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $1.25M.
  • Bay Harbor Wealth Management fully exited iShares Core S&P Total US Stock Market ETF in Q4 2020, selling an estimated $833K.
  • Bay Harbor Wealth Management's ten largest holdings make up 58% of its $220M portfolio in Q4 2020.
  • Bay Harbor Wealth Management opened 76 new positions and closed 39 in Q4 2020.
  • Bay Harbor Wealth Management's portfolio value rose 9.8% quarter-over-quarter to $220M.

Based on Bay Harbor Wealth Management's 13F filing for Q4 2020, filed 9 Feb 2021.