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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
-0.89%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$2.33M
Cap. Flow
+$4.69M
Cap. Flow %
1.98%
Top 10 Hldgs %
63.33%
Holding
220
New
12
Increased
45
Reduced
117
Closed
11

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$3.17M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$2.2M
3
IXN icon
iShares Global Tech ETF
IXN
+$1.84M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.73M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$1.36M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.07M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.85M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.67M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.54M
5
ESGE icon
iShares ESG Aware MSCI EM ETF
ESGE
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 0.49%
2 Healthcare 0.27%
3 Financials 0.26%
4 Consumer Discretionary 0.22%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
126
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$47K 0.02%
356
– –
EBND icon
127
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$45K 0.02%
1,766
-1,469
-45% -$38.2K
PLD icon
128
Prologis
PLD
$130B
$45K 0.02%
360
-1
-0.3% -$130
AMT icon
129
American Tower
AMT
$80.2B
$41K 0.02%
153
– –
RWX icon
130
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$40K 0.02%
1,133
-598
-35% -$22.4K
SPEU icon
131
State Street SPDR Portfolio Europe ETF
SPEU
$739M
$38K 0.02%
925
-3,020
-77% -$129K
SPMD icon
132
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.7B
$36K 0.02%
770
-668
-46% -$31.5K
GWX icon
133
State Street SPDR S&P International Small Cap ETF
GWX
$904M
$35K 0.01%
915
-843
-48% -$32.9K
WMB icon
134
Williams Companies
WMB
$87.4B
$35K 0.01%
1,364
-413
-23% -$10.4K
GLPI icon
135
Gaming and Leisure Properties
GLPI
$12.8B
$31K 0.01%
662
-3
-0.5% -$143
COP icon
136
ConocoPhillips
COP
$141B
$29K 0.01%
427
-120
-22% -$6.92K
RWR icon
137
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$22K 0.01%
209
-196
-48% -$21.5K
VOT icon
138
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$20K 0.01%
84
-16
-16% -$3.87K
VOE icon
139
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$19K 0.01%
138
-27
-16% -$3.83K
IEMG icon
140
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$16K 0.01%
260
-478
-65% -$30.4K
CI icon
141
Cigna
CI
$72.2B
$15K 0.01%
73
+68
+1,360% +$14.8K
FIS icon
142
Fidelity National Information Services
FIS
$21.9B
$15K 0.01%
127
+111
+694% +$14.9K
XLE icon
143
State Street Energy Select Sector SPDR ETF
XLE
$38B
$10K ﹤0.01%
382
-4,422
-92% -$110K
IWV icon
144
iShares Russell 3000 ETF
IWV
$20.2B
$9K ﹤0.01%
35
– –
NEAR icon
145
iShares Short Maturity Bond ETF
NEAR
$4.85B
$9K ﹤0.01%
173
– –
JNK icon
146
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$8K ﹤0.01%
70
-954
-93% -$105K
RMT
147
Royce Micro-Cap Trust
RMT
$755M
$8K ﹤0.01%
717
– –
XLI icon
148
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$8K ﹤0.01%
80
-1,191
-94% -$122K
VZ icon
149
Verizon
VZ
$195B
$7K ﹤0.01%
122
-382
-76% -$21.1K
CVX icon
150
Chevron
CVX
$370B
$6K ﹤0.01%
58
-257
-82% -$25.6K
4 5
6
7 8

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Bay Harbor Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Bay Harbor Wealth Management held 220 positions worth $237M, up 0.99% from $235M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bay Harbor Wealth Management's Q3 2021 filing shows 12 new, 45 increased, 117 reduced and 11 closed positions. Its largest new stake was iShares 10-20 Year Treasury Bond ETF: 1,625 shares worth $239K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.07M.

By sector, the portfolio is most concentrated in Technology at 0.49% of assets, up from 0.49% a quarter earlier, followed by Healthcare and Financials.

  • Bay Harbor Wealth Management's largest Q3 2021 buy was iShares 10-20 Year Treasury Bond ETF: 1,625 shares worth $239K.
  • Bay Harbor Wealth Management added most to iShares TIPS Bond ETF in Q3 2021, an estimated $3.17M increase.
  • Bay Harbor Wealth Management's biggest Q3 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $2.07M.
  • Bay Harbor Wealth Management fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2021, selling an estimated $293K.
  • Bay Harbor Wealth Management's ten largest holdings make up 63% of its $237M portfolio in Q3 2021.
  • Bay Harbor Wealth Management opened 12 new positions and closed 11 in Q3 2021.
  • Bay Harbor Wealth Management's portfolio value rose 0.99% quarter-over-quarter to $237M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2021, filed 24 Nov 2021.